法律困境的概念

Valentin Jeutner
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引用次数: 0

摘要

本文以开创国际法理论中法律困境概念的Valentin Jeutner的专著《国际法中不可解决的规范冲突:法律困境的概念》为基础。简而言之,法律困境的概念是一种不可解决的规范冲突理论。法律困境的概念是对国际法律事务状态的规范性阐述,其中两种法律规范之间的冲突是如此根本,以至于不可能通过当代国际法的规范冲突解决技术来充分解决它们。在本文中,作者将法律困境定义为国际法规范之间不可避免和无法解决的冲突。法律困境的本质类似于一种叠加的法律状态,在这种状态下,特定的行为同时是非法的和合法的。也就是说,如果一种规范比另一种更受青睐,那么另一种规范必然会受到过度损害。在提供法律困境概念的一般法律解释之后,作者肯定地回应了它们在当代国际法中的存在。随后,作者大胆地证明,一旦出现法律困境,各种法律手段都不能令人满意。然后,他指出,由于各种不同的法律和非法律原因,司法机构并不是处理法律困境所造成的各种实质性问题的适当论坛。因此,作者建议司法机构在面对无法解决和不可避免的规范冲突时,必须发表两难声明,而不是决定法律困境本身。两难声明表明存在法律困境,但不解决支持其中一个或另一个规范的困境。然而,作者警告我们,只有在最严格和谨慎地应用规范的解决冲突和迁就技术之后,才能发出进退两难的声明。重要的是,进退两难的声明本身并不决定法律困境,而是将决策能力委托给国际法的典型主体和法律困境的作者本身- -国家。在作者看来,决定法律困境的最终决定权恰恰属于国家,因为在决定法律困境时存在固有的认识论和/或形而上学上的困难。一个国家对一种困境的决定不具有法律先例价值,在一个国家决定了这种法律困境之后,司法机构应执行一种不适当损害的规范。最后,作者提出了两难法律思维在国际法律思想中的优点,其中之一是加强对国际法的概念性理解,超越规范仅为合法和非法的二元表征,使各国能够建设性地参与和反思法律困境的存在所预设的问题。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
THE CONCEPT OF A LEGAL DILEMMA
This article is based on the monograph (Irresolvable Norm Conflicts in International Law: The Concept of A Legal Dilemma) of Valentin Jeutner pioneering the concept of legal dilemma in the doctrine of international law. Briefly, the concept of a legal dilemma is a theory of irresolvable norm conflicts. The concept of legal dilemma serves as a normative exposition of the international legal states of affairs where the conflict between two legal norms is so fundamental that their adequate resolution through norm conflict resolution techniques of contemporary international law is impossible. In this article, the author conceptualizes legal dilemmas as an unavoidable and irresolvable conflict between norms of international law. The intrinsic nature of legal dilemmas resembles a legal state of superposition where a given conduct is both illegal and legal at the same time. That is, if one norm is favored over the other, the other is necessarily unduly impaired. Upon providing the general legal account of the concept of legal dilemma, the author responds affirmatively to their presence in contemporary international law. Subsequently, the author ventures to demonstrate that various legal devices to accommodate legal dilemmas once they have arisen are unsatisfactory. Then he establishes that judicial institutions – for a multiplicity of different legal and non-legal reasons – do not represent an appropriate forum for dealing with the various substantial problems posed by legal dilemmas. Thus, the author proposes that judicial institutions – instead of deciding the legal dilemmas themselves – must issue dilemmatic declarations when confronted with an irresolvable and unavoidable norm conflict. Dilemmatic declarations communicate that a legal dilemma exists but do not resolve a dilemma in favor of one or the other norm. However, the author warns us that the issuance of dilemmatic declarations must occur only after the most rigorous and careful application of norm conflict resolution and accommodation techniques. Importantly, dilemmatic declarations do not themselves decide the legal dilemmas but delegate the decision-making competence to the archetypal subjects of international law and the authors of the legal dilemmas themselves – the States. In the author's view, the final say over the decision of the legal dilemmas falls precisely to the States due to the inherent epistemological and/or metaphysical difficulties associated with deciding the legal dilemmas. A State’s decision of a dilemma possesses no legal precedential value and after a State has decided the legal dilemma, the judicial institutions should then enforce an unduly impaired norm. Finally, the author posits the merits of dilemmatic legal thinking in the international legal thought, one of which is to enhance the conceptual understanding of international law, transcend the binary representations of norms only as legal and illegal and to enable States to engage with and reflect constructively about the problems the existence of legal dilemmas presuppose.
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