普通法中权利的基本原则

M. Elliott
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引用次数: 1

摘要

本章关注的是普通法宪法权利的意义,以及在何种程度上可以被恰当地视为基本权利。在英国宪法的背景下,这个问题被(至少是表面上的)基本权利概念与主权议会概念之间的紧张关系特别突出,如果它真的是主权的,必须能够限制甚至废除权利,无论它们是多么“基本”。因此出现了一个关键的问题,即在一个坚持立法至上概念的法律制度中,权利是否能在任何有意义的意义上被视为基本权利。这反过来又提出了本章要探讨的一系列问题。例如,有必要考虑“基本”权利的实际含义,特别是任何有意义的基本意义是否可以与议会主权的概念共存。这反过来又提出了关于如何保护权利的问题- -从而可能在不否认主权议会限制或取消权利的能力的情况下,使权利得到实际程度的保护,如果不是绝对的基本原则。它也提出了一些问题——这些问题将我们带入更深的宪法水域——关于议会权力的限制,以及关于普通法宪法权利不可避免地容易受到立法撤销的概念是否仍然准确。在本章中,我认为,虽然其中一些问题的答案(也许不可避免地)仍然不确定,但对普通法权利和议会主权所在的宪法背景的适当认识有助于理解这些权利,使它们具有一种有意义的(如果不是无条件的)基本原则。本章的分析分三个阶段进行。首先,将考虑普通法权利享有公认的合法性的能力- -由于后面将解释的原因,这种合法性可能反过来影响到它们作为法律实践问题的根本性。其次,从关于合法性的讨论中可以提炼出三组区别,每一组区别都与普通法权利可能是“基本”的意义有关。这些区别——将被称为对基本原则的硬理解和软理解、对相同原则的理论和操作意义、以及普通法权利的深度和广度之间的区别——有助于更精确地校准普通法权利可能被恰当地视为基本原则的程度和方式。第三,将考虑普通法权利的根本性能够在英国宪法框架范围内得到表达的机制。在这里,重点将放在法院作为行政行为合法性审查者和作为立法解释者的作用上。这一调查将主要以经验的方式进行,与规范的方式不同:也就是说,本章的目的不是要论证英国宪法应该以一种特定的方式来构思,以便为基本权利提供一定程度的保护;相反,其目的是检查英国宪法秩序的能力,正如目前所理解的那样,以使其具有意义的“基本”方式保护权利。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Fundamentality of Rights at Common Law
The concern of this chapter is with the senses in, and the extent to, which common law constitutional rights can properly be regarded as fundamental. In the context of the United Kingdom’s constitution, that issue is placed in particularly sharp relief by the (at least superficial) tension between very idea of fundamental rights and the notion of a sovereign Parliament that, if it really is sovereign, must be capable of limiting or even abrogating rights, however ‘fundamental’ they might be. A crucial question thus arises about whether rights can in any meaningful sense be regarded as fundamental within in a legal system that adheres to the concept of legislative supremacy. This, in turn, raises a series of issues that this chapter sets out to interrogate. For instance, it is necessary to consider what it actually means for a right to be ‘fundamental’ and, in particular, whether any meaningful sense of fundamentality can co-exist with the notion of parliamentary sovereignty. This, in turn, raises questions about the ways in which rights can be protected — and thus potentially accorded a pragmatic degree of, if not absolute, fundamentality — without denying the capacity of a sovereign Parliament to restrict or remove them. It also raises questions — which take us into deeper constitutional waters — about the limits of parliamentary authority, and about whether it remains accurate to conceive of common law constitutional rights as inevitably vulnerable to legislative revocation. In this chapter, I argue that while the answers to some of these questions (perhaps inevitably) remain uncertain, due appreciation of the constitutional context within which common law rights and parliamentary sovereignty sit facilitates an understanding of such rights that accords to them a meaningful, if not an unqualified, form of fundamentality. The analysis set out in this chapter proceeds in three stages. First, the capacity of common law rights to enjoy perceived legitimacy — which, for reasons that will be explained, may in turn bear upon their fundamentality as a matter of legal practice — will be considered. Second, from the discussion concerning legitimacy three sets of distinctions will be distilled, each of which is relevant to the senses in which common law rights might be ‘fundamental’. These distinctions — between what will be termed hard and soft understandings of fundamentality, theoretical and operational senses of the same, and the depth and breadth of common law rights — serve to calibrate more precisely the extent to and the way in which common law rights might properly be considered to be fundamental. Third, the mechanisms through which common law rights’ fundamentality is capable of finding expression within the confines of the UK’s constitutional framework will be considered. Here, the focus will be on the role of courts as reviewers of the legality of administrative action and as interpreters of legislation. This inquiry will be undertaken in principally empirical, as distinct from normative, terms: that is, the purpose of the chapter is not to argue that the UK constitution ought to be conceived of in a particular way so as to furnish a given degree of protection to fundamental rights; rather, the aim is to examine the capacity of the UK constitutional order, as it is presently understood, to protect rights in ways that render them meaningfully ‘fundamental’.
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