沉默之声:在合同沉默或不明确的情况下,美国仲裁员在下令集体仲裁时是否创造了国际可执行的裁决?

S. Strong
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引用次数: 5

摘要

美国的仲裁员经常被要求解释关于集体处理的沉默或模糊的仲裁协议,以确定集体诉讼是否在合同上被允许。然而,当仲裁员决定在这种情况下进行集体仲裁时,他们是否在制定一项国际上可执行的裁决尚不清楚。本文通过比较美国仲裁员与国际仲裁员使用的解释方法来确定美国集体裁决是否以及在多大程度上可在美国境外执行,从而弥补了学术文献中的空白。由于许多法院和仲裁员声称合并仲裁与集体仲裁之间存在类似之处,本条还考虑了这种类比是否适合作为法律和政策问题,以确定传统的不愿下令合并的做法是否可以或应该扩展到集体诉讼。该条第二部分既适用于国内集体仲裁,也适用于国际集体仲裁,因为仲裁员在这两种情况下都必须面对这个问题。最后,本文讨论了集体仲裁是否可以像批评者所声称的那样,被视为一种“独特的美国”手段。最后,该条的结论是,即使仲裁协议对集体待遇没有规定或含糊其辞,也应给予集体裁决与《纽约公约》规定的双边裁决相同的执行推定。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Sounds of Silence: Are U.S. Arbitrators Creating Internationally Enforceable Awards When Ordering Class Arbitration in Cases of Contractual Silence or Ambiguity?
Arbitrators in the United States are often required to construe arbitration agreements that are silent or ambiguous as to class treatment to determine whether class proceedings are contractually permitted. However, it is unclear whether arbitrators are creating an internationally enforceable award when they decide that class arbitration is appropriate in such circumstances. This Article addresses a gap in the scholarly literature by comparing interpretive methodologies used by U.S. arbitrators to those used by international arbitrators to determine whether and to what extent U.S.-based class awards are enforceable outside the United States. Since many courts and arbitrators have claimed an analogy between consolidated and class arbitration, the Article also considers whether such an analogy is appropriate as a matter of law and policy to identify whether the traditional disinclination to order consolidation can or should be extended to class proceedings. This second portion of the Article is applicable to both domestic class arbitrations and international proceedings, since arbitrators in both contexts must face this issue. Finally, the Article discusses whether class arbitration can, as critics have claimed, be considered a "uniquely American" device. In the end, the Article concludes that class awards should be granted the same presumption of enforcement that is given to bilateral awards under the New York Convention, even when the arbitration agreement is silent or ambiguous about class treatment.
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