不可调和的差异:第九巡回法院关于刑事共犯互斥辩护的冲突判例法

Scott Hamilton Dewey
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摘要

本文注意到联邦第九巡回上诉法院在刑事案件中存在两种相互矛盾和不可调和的权力线:一种,反映在美国诉图蒂克案中,明确认为第九巡回法院不存在强制性的互斥性抗辩的遣散规则;另一方面,在美国诉夏洛克案、美国诉思罗克莫顿案和美国诉梅菲尔德案中反映出来,认为存在这样一种强制性遣散规则。本文追溯了这两条权力线的演变,以发现它们是如何以及为什么演变的,包括联邦第五和第七巡回法院的互斥辩护原则的起源,以及它向第九巡回法院的传入。文章最后呼吁澄清这一问题,并建议遵循图蒂克的做法将更有效率,更符合美国最高法院1993年对Zafiro诉美国案的裁决。[注:本文试图在第九巡回法院判例法的狭窄背景下理解互斥抗辩。它出现在后来(2006年)的一篇文章之前,该文章探讨了所有联邦巡回上诉法院中互斥辩护、相互对抗辩护、不可调和辩护和对抗辩护的起源和发展,并发现这些理论在每个巡回上诉法院都有污染的起源,因此在任何巡回上诉法院都不可能理解它。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Irreconcilable Differences: The Ninth Circuit's Conflicting Case Law Regarding Mutually Exclusive Defenses of Criminal Codefendants
This article notes the existence of two mutually contradictory and irreconcilable lines of authority within the federal Ninth Circuit Court of Appeals regarding mutually exclusive defenses in criminal cases: one, reflected in U.S. v. Tootick, that specifically holds that there is no mandatory severance rule for mutually exclusive defenses in the Ninth Circuit; and the other, reflected in cases such as U.S. v. Sherlock, U.S. v. Throckmorton, and U.S. v. Mayfield, holding that there is such a mandatory severance rule. The article traces the evolution of the two lines of authority to discover how and why they evolved, including the origin of the mutually exclusive defenses doctrine in the federal Fifth and Seventh Circuits and its importation to the Ninth. The article concludes by calling for clarification of the issue and suggesting that following Tootick would be more efficient and more in keeping with the United States Supreme Court's 1993 holding in Zafiro v. United States.[NOTE: This article tried to make sense of mutually exclusive defenses within the narrow context of Ninth Circuit case law. It came before a later (2006) article that explored the origins and development of the doctrines of mutually exclusive defenses, mutually antagonistic defenses, irreconcilable defenses, and antagonistic defenses in all the federal circuit courts of appeals and found that the doctrines had tainted origins in every circuit, such that it is impossible to make sense of it in any circuit.]
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