技术、道德和诉诸司法:算法应该决定你的案子吗?

Anjanette Raymond, Scott J. Shackelford
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引用次数: 18

摘要

替代性争议解决(ADR)制度正在成为世界各地法律制度的支柱,特别是在遭受大量积压和延误的司法制度中。虽然仲裁曾经是大多数商法纠纷的堡垒,但今天调解在公共和私人司法系统中都得到了更广泛的应用。调解的发展促使一些人考虑更广泛地使用在线争议解决平台的可能性。然而,ADR是一种较新的司法机制。由于许多ADR制度实际上减少了案件积压,因此重点一直放在解决问题的速度上,而不一定放在程序保护和伸张正义上。这种情况要求这些系统不仅仅是被复制。随着ADR走向网络,必须从以前的实施中吸取教训,确保继续保持警惕,保护基本的程序保护。与ADR最初的情况类似,ODR提供者往往缺乏适当的资金和程序保障。通过降低成本来解决前者的一种方法是使系统的部分自动化。事实上,一些人认为,通过将人类中立者从等式中移除,可以实现显著的成本节约——并且可能更好地伸张正义;换句话说,就是让司法完全自动化。随着ADR得到更广泛的应用,许多评论员假设下一代ADR将是ODR平台,它将使用算法,没有中立的人类决策者。假设这是真的,(人工智能纠纷解决系统已经存在,不仅使用算法,而且从先前的参与者那里学习)那么我们必须开始问,应该允许ODR的私人提供商使用算法来分配正义吗?哪些公共政策和伦理问题需要考虑?本文试图通过以下方式回应这些问题:(1)探讨改善诉诸司法方面的当前需求;(2)分析利用网络平台促进争议解决的现有制度;(3)使用案例来强调扩大使用ODR的潜力;(4)考虑这些制度是否有助于增加在低价值纠纷中诉诸司法的机会;(5)建议如果ODR没有以确保公平和公正的方式进行监管,可能会出现的潜在陷阱。最后,我们认为,一个有效和道德的ODR平台需要使用算法来解决更常见的纠纷,但需要适当的程序保护来帮助确保不受偏见和改善诉诸司法的机会。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Technology, Ethics and Access to Justice: Should an Algorithm Be Deciding Your Case?
Alternative dispute resolution (ADR) systems are becoming a mainstay of legal systems around the world, especially within systems of justice suffering from significant backlogs and delay. While arbitration used to be the bastion of most commercial law disputes, today mediation is more widely used in both public and private justice systems. The growth of mediation has prompted some to consider the possibility of the wider use of online dispute resolution (ODR) platforms. However, ADR is a newer mechanism for providing justice. Because many ADR systems are in fact reducing case backlogs, the focus has been on the speed of resolution and not necessarily on procedural protections and providing justice. This occurrence demands that these systems not merely be replicated. As ADR moves online, lessons must be learned from prior implementations that ensure continued vigilance to protect essential procedural protections. In a manner similar to ADR at its inception, ODR providers often lack appropriate funding and procedural safeguards. One means address the former by reducing cost is to automate portions of the system. In fact, some argue that significant cost saving could be realized – and justice may be better served – by removing human neutrals from the equation; in other words, to fully automate justice. As ADR gains wider use, many commentators hypothesize the next generation of ADR will be an ODR platform, which will use an algorithm and possess no neutral human decision maker. Assuming this is true, (artificial intelligence dispute resolution systems already exists that not only use an algorithm, but learn from prior actors) then we must begin to ask, should a private provider of ODR be permitted to use an algorithm to dispense justice? What public policy and ethical issues demand consideration?This Article seeks to respond to these issues, by: (1) exploring current needs in terms of improving access to justice; (2) analyzing existing systems that use online platforms to facilitate dispute resolution; (3) using case examples to highlight the potential for the widening use of ODR; (4) considering if these systems contribute to an increase in access to justice in low-value disputes; and (5) suggesting potential pitfalls that may arise if ODR is not regulated in a manner that ensures fair and impartial systems. Ultimately, we argue that an effective and ethical ODR platform requires the use of algorithms to settle the more common disputes, but that due process protections are required to help ensure against bias and improves access to justice.
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