国际刑事法院作为联合国安全理事会的“工具”,以及国家元首对国际犯罪豁免的“荒谬”

M. Lemos
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摘要

在约旦移交巴希尔案中,国际刑事法院(ICC)的上诉分庭必须决定(1)约旦是否有义务逮捕并将苏丹现任国家元首以对其本国人民犯下的罪行移交给国际刑事法院;(2)是否将约旦涉嫌不遵守规定的问题提交给联合国安理会(UNSC)。上诉分庭不恰当地处理了这两个问题。一方面,鉴于联合国安理会缺乏指导以及“巴希尔传奇”造成的整个混乱,法庭本应认定约旦没有遵守国际刑事法院发出的逮捕令是合理的。另一方面,国际刑事法院应该将整个问题提交给联合国安理会。本文在考察国家元首国际刑事责任法律几个世纪以来的演变过程的同时,探讨了这些问题。上诉分庭根据对《国际刑法》的普遍解释,叙述了一个故事,根据这个故事,国家元首在很长一段时间内享有绝对豁免——即使是在国际犯罪行为方面。然而,目前这种豁免在国际法院并不适用。整个故事与有关国际犯罪的法律演变的最令人信服的叙述并不相符。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The ICC as a "Tool" of the United Nations Security Council and the "Absurdity" of Head of State Immunity with Regard to International Crimes
In Jordan Referral re Al-Bashir, the appeals chamber of the International Criminal Court (ICC) had to decide (1) whether Jordan had an obligation to arrest and surrender the sitting head of state of Sudan to the ICC for crimes against his own people and (2) whether to refer the matter of Jordan’s alleged noncompliance to the United Nations Security Council (UNSC). The appeals chamber tackled both questions inappropriately. On the one hand, in view of the lack of guidance from the UNSC and the whole mess created during the “AlBashir saga,” the chamber should have found that Jordan justifiably failed to comply with the arrest warrant issued by the ICC. On the other hand, the ICC should have referred the whole matter to the UNSC. This Article addresses these issues while surveying the centuries’ long evolution of the law on the international criminal responsibility of heads of state. While relying on prevalentaccounts on International Criminal Law (ICL), the appeals chamber narrates a story according to which, for a long time, heads of state enjoyed absolute immunity—even with regard to international criminal conduct. However, at present, such immunity does not operate before international courts. The whole story does not correspond to the most compelling account of the evolution of thelaw on international crimes.
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