流氓交易，没有培训:联系

ORG: Ethics & Culture (Topic) Pub Date : 2011-12-05 DOI:10.2139/SSRN.2009386

Ariane Chapelle

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引用次数: 0

摘要

与交易大厅缺乏适当的风险文化和激励结构一样，交易室后台部门缺乏适当的金融培训，是流氓交易出现的一个主要风险因素。这些都是控制贸易活动的主要挑战。本文解释了原因并提出了解决方案。

本文章由计算机程序翻译，如有差异，请以英文原文为准。

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Rogue Trading, No Training: The Connections

The lack of appropriate financial training in back offices of dealing rooms is a major risk factor in the emergence of rogue trading, alongside the lack of appropriate risk culture and incentive structures on trading floors. These are major challenges in the control of trading activities. This paper explains why and suggests solutions.

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ORG: Ethics & Culture (Topic)

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