所谓的系列限定标准

Adam Crews
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摘要

在Facebook, Inc. v. Duguid一案中,最高法院几乎一致通过的裁决强力适用了所谓的系列限定词准则,该准则旨在说明后置修饰语通常如何与特定先行词相关联(除其他事项外)。根据这一准则,法院确定了对有关规约的一种推定的自然解读,这一推定构成了法院其余分析的框架。阿利托法官只在判决中表示同意,他同意法院的解释,但对多数人对经典的严重依赖表示担忧。在阿利托大法官看来,尽管有直觉上的理由怀疑其效力,但多数人过于把经典当作规则来使用。阿利托大法官的直觉完全正确。所谓的系列限定词准则是对20世纪20年代的一个单一案例中的一个原则的不合理的修正——这个案例实质上扭曲了美国从英国借鉴的真正的系列限定词原则。这篇文章讲述了那个故事。根据形式语言学和解释学的历史,我解释说,系列限定词原则最初的作用比当代系列限定词准则要小得多,这是一种与英语用法和处理相反的所谓“规则”。依靠这种当代的错误陈述,而不是真正的系列限定原则,法院在Facebook案中犯了一个严重的程序错误,并可能建立下级法院,以一种破坏文本主义核心承诺的方式进行解释。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The So-Called Series-Qualifier Canon
In Facebook, Inc. v. Duguid, a near-unanimous Supreme Court forcefully applied the so-called series-qualifier canon, which purports to state the rule for (among other things) how postpositive modifiers normally attach to certain antecedents. With this canon, the Court identified a presumptive natural reading of the statute at issue, and that presumption framed the rest of the Court’s analysis. Concurring only in the judgment, Justice Alito agreed with the Court’s interpretation but expressed concern over the majority’s heavy reliance on the canon. In Justice Alito’s view, the majority used the canon too much like a rule, despite intuitive reasons to doubt its force. Justice Alito’s intuitions were exactly right. The so-called series-qualifier canon is an unjustified revision to a principle from a single case in the 1920s—a case that materially distorted the real series qualifier principle that America borrowed from England. This essay tells that story. Drawing on formal linguistics and interpretive history, I explain that a series-qualifier principle initially served a much smaller role than the contemporary series-qualifier canon, a supposed “rule” that runs contrary to English usage and processing. By relying on this contemporary misstatement and not on the true series-qualifier principle, the Court in Facebook committed a serious process error and potentially set up lower courts to approach interpretation in a way that will undermine textualism’s core commitments.
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