公共采购管理体系中的风险:识别与评估

Yevgenia V. Stroganova
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引用次数: 0

摘要

本文提出了一种评估国家合同系统中采购累积风险的原始方法。提出了采购风险分类,包括采购过程中各个阶段(采购规划、采购实施、采购监测、审计和控制)每个采购主体(客户、承包商和消费者)所面临的时间风险、腐败风险、财务风险、组织和法律风险和技术风险,包括合同签订前和合同执行期间的采购风险分配。风险评估方法包括使用矩阵法和点法对采购不同阶段所有参与者的私人风险和采购总风险进行定量评估。对该方法的核查表明,有能力确定采购领域的相对全面风险和特定客户和承包商的活动以及整个工业和采购系统的瓶颈。在公共采购领域使用分类和风险评估方法,可以在俄罗斯合同制度中制定一种基于风险的管理办法,其概念基础是将有限的国家资源集中在风险最大的领域,同时在风险较低的领域减少行政负担。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
RISKS IN THE SYSTEM OF PUBLIC PROCUREMENT MANAGEMENT: IDENTIFICATION AND ASSESSMENT
This article presents an original methodology for assessing the cumulative risk of procurement in the state contract system. A classification of procurement risks is proposed, including time risk, corruption risk, financial risk, organizational and legal risks and technical risks specific to each procurement entity (customer, contractor and consumer) at each stage of the procurement process (procurement planning, procurement implementation, monitoring, audit and control of procurement), including the allocation of procurement risks before the conclusion of the contract and during the execution of the contract. The risk assessment methodology includes a quantitative assessment of the private risks of all participants at different stages of procurement and the total risk of procurement using matrix and point approaches. The verification of the methodology showed the ability to determine the comparative overall risk in the field of procurement and bottlenecks both in the activities of a particular customer and contractor, and in the industry and the procurement system as a whole. The use of classification and risk assessment methodology in the field of public procurement makes it possible to develop a risk-based approach to management in the russian contract system, which is conceptually based on the concentration of limited state resources in areas of maximum risk and at the same time reducing the administrative burden in areas of reduced risk.
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