犯罪冲突悖论

D. McGowan
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摘要

检察官可以根据被告之间的冲突寻求取消辩护律师的资格。在这样做时,检察官不会像通常的冲突主张那样主张当前、以前或潜在客户的权利。相反,他们主张其他利益,其中最具体的是,如果一项定罪受到冲突的影响,他们希望避免在重审中浪费资源。麦特诉美国案为评估此类主张设定了宽松的标准。法官可以取消辩护律师的资格,即使有关各方愿意放弃作为积极和规范问题应该放弃的冲突。小麦将这一标准建立在一系列不足以证明其持有合理性的担忧之上。正如辩论时的口头交谈所显示的,法院特别关切的是,被告不会被迫放弃,反而会在上诉时提出质疑,即使是明知和明智地放弃了可放弃的冲突。小麦在事实上是错误的,在法律上是错误的,并制定了糟糕的政策。事实是错误的,因为所争论的冲突是可以放弃的,而初审法院滥用其自由裁量权,认为它不是。它在法律上是错误的,因为它将实质上不同的冲突归为一类,因为它拒绝决定知情放弃是否会对法院产生约束力。它制定了错误的政策,因为它试图用检察官对辩护律师提出质疑的自由选择来抵消上诉的自由选择。法院的关切说明了宽容的上诉标准对被告的风险。被告不能可信地承诺放弃可能会失去放弃将提供的利益,很少或根本没有收益来抵消损失。本文通过部分类比我们所熟悉的“柠檬”框架来框定许可申诉标准的问题。在今后的工作中,将对这一问题进行更充分的讨论。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Criminal Conflicts Paradox
Prosecutors may seek to disqualify defense counsel based on conflicts among defendants. In doing so prosecutors do not assert rights of current, former, or prospective clients, as in the usual conflicts assertion. They instead assert other interests, the most concrete of which is the interest in not wasting resources in a retrial if a conviction is tainted by a conflict. Wheat v. United States sets a lenient standard for assessing such assertions. Judges may disqualify defense counsel even if the relevant parties are willing to waive conflicts that should be waivable as both a positive and normative matter. Wheat rested this standard on a set of concerns that are insufficient to justify its holding. As colloquy at argument showed, the Court was particularly concerned that defendants would not be held to waivers but instead would challenge on appeal even knowing and intelligent waivers of waivable conflicts. Wheat was wrong on the facts, wrong on the law, and sets bad policy. It was wrong on the facts because the conflict at issue was waivable and the trial court abused its discretion in holding that it was not. It was wrong on the law because it collapsed materially different conflicts into one category and because it refused to decide whether a knowing waiver would bind a court. It set bad policy because it sought to offset the free option of appeal with a free option to prosecutors to challenge defense counsel. The Court's concern illustrates the risk to defendants of permissive standards of appeal. A defendant unable to commit credibly to a waiver may lose the benefits a waiver would provide, with little or no gain to offset the loss. This paper frames the problem of permissive standards of appeal by drawing a partial analogy to the familiar "lemons" framework. The problem is discussed more fully in future work.
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