虹膜识别中多次呈现尝试的统计分析

A. Czajka, K. Bowyer
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引用次数: 2

摘要

本文提出的实验结果显示,在允许多次尝试完成事务的生物识别系统中,连续尝试中选择的虹膜图像质量指标分布不均匀。我们考虑了三个可以受用户行为影响的虹膜图像质量指标:可用虹膜面积、运动模糊和边缘充分性。质量指标用于判断虹膜图像的整体质量,并在每次尝试时接受或拒绝它。该实验模拟了一个典型的物理访问场景,在一个事务中最多有三次尝试。一个结论是,在第一次尝试中被拒绝的受试者,平均而言,在第二次尝试中,虹膜图像的质量有所提高。如果他们的第二张图像被拒绝,那么第三次尝试的平均质量改进就会更低。第二个结论是,受试者第二次被拒绝的概率平均高于所有受试者第一次提供样本的概率。后者的发现与一种普遍的信念形成了对比,即单个事务中的每次尝试都可以假设是来自相同的真实分布(因此每次尝试的拒绝概率是相等的)。第三个有趣而令人惊讶的观察结果是,女性的样本质量改善程度高于男性。据我们所知,本文首次提出了解释多次尝试虹膜识别系统本质的研究,并得出结论,表明对这一过程的默认理解过于简单。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Statistical analysis of multiple presentation attempts in iris recognition
This paper presents experimental results showing uneven distributions of selected iris image quality metrics in the consecutive attempts in a biometric system that allows for multiple attempts to complete a transaction. We consider three iris image quality metrics that can be influenced by user behavior: usable iris area, motion blur and margin adequacy. The quality metrics are used to judge the overall quality of the iris image and accept or reject it on each attempt. The experiment simulates a typical physical access scenario with a maximum of three attempts in one transaction. One conclusion is that subjects rejected on the first attempt do, on average, improve the quality of their iris image on their second attempt. If their second image is rejected, the average quality improvement on the third attempt is lower. A second conclusion is that the probability of a subject being rejected on the second try is higher in average than the probability calculated for all subjects delivering their first samples. The latter finding contrasts with a common belief that each try in a single transaction can be assumed to be a draw from the same authentic distribution (and hence the rejection probabilities are equal in each try). A third interesting and surprising observation is that improvement of sample quality is higher for women than for men. To our knowledge, this paper presents the first research explaining the nature of multi-attempt iris recognition system and delivers conclusions that suggest that the default understanding of this process is too simplistic.
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