司法理想主义的局限:国际刑事法院是否应该接受结果主义的诉求?

S. Dana
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引用次数: 10

摘要

国际刑事司法机制所能实现的理想主义导致了国际刑法中意识形态驱动的司法决策。国际刑事法院的理想主义体现在相信国际刑事起诉可以实现一系列令人敬畏的目标。这些措施包括报复、威慑、和解、复原、恢复、建立历史记录、防止修正主义、表达和教育功能、明确国际规范、一般的肯定性预防、建立和平、防止战争、维护国际法禁令、制定公平审判标准、打击有罪不罚现象等等。具有讽刺意味的是,这种理想主义虽然通常用意良好,但实际上却助长了国际司法程序的政治化。这种政治化的反常后果经常在对暴行罪行的罪犯的量刑和惩罚中表现出来。卢旺达问题国际法庭和前南问题国际法庭的量刑实践的缺点为今天国际刑事法院的怀疑论者提供了弹药。由于复杂的事实、非同寻常的罪行和不熟悉的程序规则,审判过程往往对外人来说是不透明的,而对受害者社区和其他警惕的世界来说,判决是一个很容易了解的特征。不幸的是,正如当地的反应和观察人士所批评的那样,量刑似乎不稳定、没有原则,而且带有政治动机。本文认为,国际理想主义扭曲了谴责的表达和对暴行犯罪者的公正惩罚。笔者通过考察和解与威慑在国际刑事法院量刑实践中的应用,建立了本文的研究基础。我的初步结论是,和解和威慑两种意识形态都对国际量刑产生了反常的影响,以致所施加的惩罚不能反映个人的罪恶感。对于任何自诩为刑事司法机制的机构来说,这都是一个令人不安的挫折,并可能挑战这类机制作为对暴行犯罪的主要反应的至高无上地位。此外,重要的是要尊重法律主义作为冲突后和过渡时期司法倡议的社会工程代理人的局限性。因此,本文的调查结果也阐明了目前关于国际刑事法庭效力的辩论所依据的假设。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Limits of Judicial Idealism: Should the International Criminal Court Engage with Consequentialist Aspirations?
Idealism about what international criminal justice mechanisms can achieve has lead to ideologically driven judicial decision-making in international criminal law (ICL). ICL idealism manifests itself in the belief that international criminal prosecutions can achieve an awesome array of goals. These include retribution, deterrence, reconciliation, rehabilitation, restoration, building a historical record, preventing revisionism, expressive and didactic functions, crystallizing international norms, general affirmative prevention, establishing peace, preventing war, vindicating international law prohibitions, setting standards for fair trials, combating impunity, and more. Ironically, this idealism, although usually well intended, has actually contributed to the politicization of the international judicial process.The perverse consequences of this politicization frequently surface in the sentencing jurisprudence and punishment of perpetrators of atrocity crimes. The shortcomings of the sentencing practice of ICTR and ICTY provide ammunition for today’s ICC skeptics. In a trial process that frequently appears opaque to outsiders because of complex facts, extraordinary crimes, and unfamiliar procedural rules, the sentence is one feature that is readily accessible to the victimized communities and the rest of the watchful world. Unfortunately, as illustrated by local reactions and criticized by observers, sentencing appears erratic, unprincipled, and politically motivated.This article argues that international idealism has distorted the expression of condemnation and the just distribution of punishment among perpetrators of atrocity crimes. I establish this thesis by examining the application of reconciliation and deterrence in sentencing practice of international criminal courts. My tentative conclusion is that both reconciliation and deterrence ideologies have perversely impacted international sentencing such that the punishment imposed does not reflect the culpability of the individual. This is a troubling setback for any institution that holds itself out to be a criminal justice mechanism, and could challenge the supremacy of this type of mechanism as the primary response to atrocity crimes. Moreover, it is important to respect the limits of legalism as an agent of social engineering in post-conflict and transitional justice initiatives. Thus, this article’s findings also illuminate assumptions underlying the on-going debate concerning the efficacy of international criminal tribunals.
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