适应性管理的行政法设计

R. Craig, J. Ruhl
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引用次数: 91

摘要

行政法需要适应适应性管理。适应性管理是一种结构化的决策方法,其核心是一个多步骤的迭代过程,以调整管理措施,以适应不断变化的环境或有关先前措施有效性或被管理系统的新信息。它已被确定为广泛领域监管的必要或最佳实践组成部分,包括药物和医疗器械警告,金融系统监管,社会福利计划和自然资源管理。然而,推进这些政策的许多机构决定仍然受制于《联邦行政程序法》或各州平行法规的要求。适应性管理理论家已经确定了这种行政法要求的几个特征——特别是公众参与、司法审查和最终性——对真正的适应性管理构成了障碍,但他们没有提出改革建议。本文是适应性管理理论的首次尝试,超越了对行政法给适应性管理戴上手铐的抱怨,并提出了解决办法。本文首先解释了适应性管理的理论和局限性,强调它并不适用于所有甚至大多数机构决策。然而,对于适应性管理的适当应用,我们认为传统行政法不必要地束缚了适应性管理的有效使用。我们表明,行政法的核心价值可以通过行政程序的专门“适应性管理轨道”来更好地实现适应性管理。进一步,我们提出并解释了示范立法草案,该草案将为可以从适应性管理中受益的特定类型的机构决策创造这样的轨道。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Designing Administrative Law for Adaptive Management
Administrative law needs to adapt to adaptive management. Adaptive management is a structured decision-making method the core of which is a multi-step iterative process for adjusting management measures to changing circumstances or new information about the effectiveness of prior measures or the system being managed. It has been identified as a necessary or best practices component of regulation in a broad range of fields, including drug and medical device warnings, financial system regulation, social welfare programs, and natural resources management. Nevertheless, many of the agency decisions advancing these policies remain subject to the requirements of either the federal Administrative Procedure Act or the states’ parallel statutes. Adaptive management theorists have identified several features of such administrative law requirements — especially public participation, judicial review, and finality — as posing barriers to true adaptive management, but they have put forward no reform proposals. This Article represents the first effort in adaptive management theory to go beyond complaining about the handcuffs administrative law puts on adaptive management and to suggest a solution. The Article begins by explaining the theory and limits of adaptive management to emphasize that it is not appropriate for all or even most agency decision making. For its appropriate applications, however, we argue that conventional administrative law has unnecessarily shackled effective use of adaptive management. We show that the core values of administrative law can be implemented in ways that much better allow for adaptive management through a specialized “adaptive management track” of administrative procedures. Going further, we propose and explain draft model legislation that would create such a track for the specific types of agency decision making that could benefit from adaptive management.
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