超越卡普顿:法院的“公众信心”和法官与陪审员之间的密切关系

Byron Lichstein
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引用次数: 0

摘要

关于法院的辩论往往集中在培养公众对法律制度的信心上。在美国最高法院最近对Caperton诉A.T. Massey Coal Co.一案的裁决中,多数派和持不同意见者都以“公众信心”为理由来支持各自的对立立场。虽然法院经常援引这样的论点,但他们没有解释他们所说的“公众”的目标受众是什么,也没有解释司法裁决将如何培养信心。事实上,如果仔细研究,这些概念是有问题的:一般公众通常不会接受法院试图传递的信息,因为大多数人不阅读或不知道具体的司法意见。即使是那些非常突出的案件,法院的预期信息也会被接受,但这些信息往往不能广泛增强公众的信心,因为公众对法院处理的有争议的问题往往存在分歧。本文为分析“公众信心”论点提供了一个不同的框架。根据关于是什么让人们对法院有信心的心理调查研究,我认为,法院援引“公众信心”不应该把重点放在“普通公众”身上,而应该主要放在那些直接经历过法院系统的人身上,应该集中精力改善程序公平的基本要素,这对人们对法院系统的看法是最重要的。我在这个框架内分析了Caperton,然后讨论了一个涉及陪审团选择的具体问题(普通公民直接体验法院系统的背景):当主审法官和潜在陪审员彼此关系密切时,系统应该如何应对。我认为,即使具体的法律规则似乎没有涵盖这个问题,即使许多法官和律师可能认为这没有问题,法院也应该从普通公民的角度来看待这个问题,如果主审法官和潜在的陪审员有密切的关系,他们可能会看到对基本程序公平的威胁。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Beyond Caperton: 'Public Confidence' in Courts and Close Relationships between Judges and Jurors
Debate about the courts frequently focuses on fostering 'public confidence' in the legal system. In the Supreme Court’s recent decision in Caperton v. A.T. Massey Coal Co., both the majority and the dissent invoked 'public confidence' arguments in support of their competing positions. Though courts invoke such arguments frequently, they do not explain what target audience they mean by 'the public' and they do not explain how judicial decisions will foster confidence. In fact, such concepts are problematic when examined closely: the general public typically will not receive the messages courts are trying to send, because most people do not read or know about specific judicial opinions. Even for those highly salient cases in which the courts’ intended messages will be received, such messages often may not broadly enhance public confidence because the general public is often divided on the controversial issues courts handle. This article offers a different framework for analyzing 'public confidence' arguments. Drawing on psychological survey research about what gives people confidence in the courts, I argue that courts invoking 'public confidence' should focus not on the 'general public' but primarily on those who directly experience the court system, and should concentrate on improving basic elements of procedural fairness that are most important to people’s perceptions of the system. I analyze Caperton within that framework, and then address a specific issue involving jury selection (a context in which average citizens directly experience the court system): how the system should respond when the presiding judge and a potential juror have a close relationship to each other. I argue that even though specific legal rules do not appear to cover this issue, and even though many judges and lawyers might see no problem with it, courts should view the issue from the perspective of an average citizen, who will likely see a threat to basic procedural fairness if the presiding judge and a potential juror have a close relationship.
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