在宪法圈中旅行:法庭独立的悖论

A. Chaplin
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引用次数: 1

摘要

由于加拿大最高法院对Matsqui印第安部落的裁决要求法院评估行政法庭程序的公正性,或它们是否符合基本正义,因此必须确定法庭是否足够“独立”。为此目的适用的检验标准来自于维护法官独立性所采用的标准:任期的保障、财政保障和行政独立。这些因素在一定范围内适用于行政法庭,视法庭的性质、程序和法庭处理的问题而定。然而,对司法独立的检验的重点是确定法官是否独立于政府的行政部门。我们从最高法院对远洋港口酒店案的判决中得知,行政法庭是行政部门的一部分。因此,将这种分析应用于这些法庭产生了一个悖论,它的“范围”适用无法克服这个悖论。如果我们遵循法院在面对一个特定法庭需要像法院一样独立的指控时所进行的四个推理循环,这个悖论就会变得明显:普通法循环、宪法约束循环、准宪法约束循环和不成文宪法原则循环。在所有这四个案件中,法院必须首先提出一个命题,即所涉法庭是政府行政部门的一部分,而不是司法部门的一部分,然后必须继续运用一些因素来确定法庭是否足够独立于行政部门。这种循环推理虽然有一些优点,但也产生了在行政法和宪法中产生共鸣的问题。可能的结果是,虽然提到了检验标准,但法院很少实际适用。这里的论点是,除了评估行政法庭相对于其本国政府部门的“独立性”之外,还有另一种选择。这种做法的重点不在于整个行政部门的独立性,而在于法庭是否可以说不依赖于实际上是法庭诉讼一方的政府实体。其目的是实现公平的法庭程序,同时保持行政部门的一部分所必需的民主责任制,从而促进基本正义和公众对法庭决策的信心。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Travelling in Constitutional Circles: The Paradox of Tribunal Independence
Since the Supreme Court of Canada’s decision in Matsqui Indian Band courts called upon to assess the fairness of administrative tribunal procedures, or their compliance with fundamental justice, have had to determine whether the tribunal is sufficiently “independent”. The test to be applied for this purpose is derived from that which is employed to preserve the independence of judges: security of tenure, financial security and administrative independence. These factors are applied to administrative tribunals on a spectrum, depending on the nature of the tribunal, its procedures and the issues with which the tribunal deals. However, the point of the test for judicial independence is to determine if the judges are independent from the executive branch of government. We know from the Supreme Court’s decision in Ocean Port Hotel that administrative tribunals form part of the executive branch. Applying this analysis to such tribunals therefore produces a paradox, one that is not overcome by its “spectrum” application. This paradox becomes evident if we follow the four circles of reasoning that courts travel when faced with an allegation that a particular tribunal needs to be independent like a court: the common law circle, the constitutional constraints circle, the quasi-constitutional constraints circle and the unwritten constitutional principles circle. In all four cases the court must begin with the proposition that the tribunal at issue is part of the executive, not the judicial, branch of government but must then go on to apply factors that determine whether the tribunal is sufficiently independent of the executive. This circular line of reasoning, while it has some advantages, produces problems that resonate in both administrative and constitutional law. Possibly as a result the test, while referred to, is seldom actually applied by courts. It is argued here that there is an alternative to assessing an administrative tribunal’s “independence” from its home branch of government. Such an approach would focus, not on independence from the executive branch as a whole, but on whether the tribunal can be said to be free of dependence on the government entity who is actually a party to the tribunal’s proceedings. The aim would be to achieve fair tribunal procedures while preserving the democratic accountability required for a portion of the executive branch, thereby advancing both fundamental justice and public confidence in tribunal decision-making.
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