划清法律与社会科学的界限:在不确定的事实基础上行使主权权力

C. Engel
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摘要

最终,所有的法律都是关于主权干预的。但是公法与私法的区别在于干预不仅仅是辅助性的。它与刑法的不同之处在于,干预的目的是治理。这就解释了驯服主权权力在公法理论中的突出地位。19世纪下半叶,德国行政法之父奥托·迈耶(Otto Mayer)将对主权的控制发展到了极致。在他的体系中,行政法是关于形式的。目的在法律上是无关紧要的。他那个时代的王朝君主可以自由选择任何他认为合适的目的,只要他严格尊重法律形式,只要他在侵犯自由或财产时得到议会的批准。与此同时,这一学科定义的所有先决条件都消失了。在德国,议会不再是政府的天然对手。宪法对此作出了回应,制定了约束立法者的实质性条款。行政法的核心问题是目的,而不是形式。行政现实在很大程度上逃避了法律程序。从广义上讲,立法者致力于改善社会,而不仅仅是为公民提供一个制度框架来处理他们的事务。在这种背景下,形式与实质的区别可能不再是(行政法)与社会科学之间的界限。本文提供了另一种划分方法。就像在奥托·梅耶尔(Otto Mayer)的时代一样,所有的法律仍然是关于行使主权权力的。但它也与良好的治理有关。这两个元素必须结合起来。由于第一个要素,行政法对待第二个要素的方法不同于社会科学的方法。具体来说,行政法在开始讨论社会改善之前,无法准确地定义形势。它必须永远对个别案件的不可能特征保持开放。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Drawing a Line between the Law and the Social Sciences: The Exercise of Sovereign Powers on an Uncertain Factual Base
Eventually, all law is about sovereign intervention. But public law is distinct from private law in that intervention is not only subsidiary. And it is distinct from criminal law in that intervention is undertaken with the intention to govern. This explains that taming sovereign powers features prominently in public law theory. In the second half of the 19th century, the founding father of German administrative law, Otto Mayer, has developed the control of sovereignty to perfection. In his system, administrative law is all about form. Purpose is legally irrelevant. The dynastic sovereign of his days was free to choose whatever purposes he deemed fit, provided he strictly respected legal form, and provided he got parliamentary approval whenever he intruded into freedom or property. In the meantime, all the preconditions for this definition of the discipline have disappeared. In Germany, Parliament is no longer the natural opponent of government. The constitution has reacted by material provisions that bind the legislator. The key topic of administrative law is purpose, not form. Administrative reality largely escapes legal formality. The legislator strives for social betterment, very broadly speaking, not just for providing citizens with an institutional framework for their dealings. Against this backdrop, the distinction between form and substance may no longer serve as the borderline between (administrative) law and the social sciences. This article offers an alternative demarcation. As in Otto Mayer's days, all law still is about the exercise of sovereign powers. But it also is about good governance. Both elements must be combined. Due to the first element, administrative law treats the second element in a way that differs from the approach in the social sciences. Specifically, administrative law is unable to precisely define the situation before it starts arguing about social betterment. It must permanently remain open to the unlikely features of the individual case.
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