对国际人权条约的承诺:执行机制的作用

Y. Dutton
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引用次数: 14

摘要

尽管在过去几十年里,各国以压倒性多数批准了一系列国际人权条约,但它们仍在继续侵犯人权并犯下大规模暴行。本文试图解释这一现象,并提出,在条约执行机制过于薄弱,以至于国家无法将其视为对其主权的可信威胁的地方,即使是那些做法最糟糕的国家,也会定期并随时承诺遵守旨在促进更好人权做法的条约。我通过考察条约执行机制与广泛的条约批准可能性之间的关系,实证地检验了我的可信威胁理论对其他现存条约承诺理论的解释力。我在我的分析中包括建立国际刑事法院(“国际刑事法院”)的条约,该条约包含一个强有力的执行机制,即独立检察官和法院,可以惩罚违规者。利用1966 - 2008年的数据进行统计检验的结果为可信威胁理论提供了支持。我发现,一个国家的人权评级不会影响其对执行机制最弱的国际人权条约的批准,比如那些只要求国家自我报告其遵守情况的条约。然而,记录较差的国家承诺遵守国际刑事法院条约的可能性要小得多。这意味着,在执行机制强大的地方,国家可能会更认真地对待自己的承诺,只有在有意遵守的情况下才会加入。如果我们用更强有力的执行机制来构建条约,可能会有更少的国家批准,但至少当它们这样做时,它们可能会遵守这一承诺。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Commitment to International Human Rights Treaties: The Role of Enforcement Mechanisms
States continue to abuse human rights and commit mass atrocities even though for the past several decades they have overwhelmingly ratified a host of international human rights treaties. This Article seeks to explain this phenomenon and suggests that where treaty enforcement mechanisms are too weak for states to view them as a credible threat to their sovereignty, even states with the worst practices will regularly and readily commit to treaties designed to promote better human rights practices. I empirically test my credible threat theory against the explanatory power of other extant theories about treaty commitment by examining the relationship between treaty enforcement mechanisms and likelihood of ratification across a broad range of treaties. I include in my analysis the treaty creating the International Criminal Court (“ICC”) — a treaty which contains a strong enforcement mechanism in the form of an independent Prosecutor and the Court, which can punish violators. The results of the statistical tests using data from 1966 to 2008 provide support for the credible threat theory. I find that a state’s human rights ratings do not influence ratification of international human rights treaties with the weakest enforcement mechanisms, such as those that only require the state to self-report its compliance. However, states with poorer records are significantly less likely to commit to the ICC treaty. The implication is that where enforcement mechanisms are strong, states may take their commitment more seriously and join only if they intend to comply. If we structure treaties with stronger enforcement mechanisms, perhaps fewer states will ratify, but at least when they do, they may be held to that commitment.
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