人身不可侵犯性与“私法”

Gregory C. Keating
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Ripstein's recent Tort Law in a Liberal State is a further contribution to this project, summarizing Professor Ripstein's view and arguing for both the interpretive and the philosophical plausibility of his project.Personal Inviolability and Private Law, JOURNAL OF TORT LAW: Vol. 1: Iss. 2, Article 4 (2006) raises objections to both aspects of Ripstein's project, and briefly explains why \"public law\" conceptions of tort are at least as plausible as \"private law\" ones, both philosophically and interpretively. Interpretively, Professor Ripstein's conception is open to three serious objections. First, by placing the calling of one member of civil society to account by another at the center of their view, \"private law\" theorists threaten to place the remedial cart before the substantive horse. Prior to the late nineteenth century, tort law had an intensely remedial cast and was not unified around general principles of liability. Our modern law of torts comes into existence with (and by the recognition of) tort as a freestanding law of primary obligation. By placing such great weight both on Kant's property-centered account of private law and on \"private law\" theory's heavily remedial conception of tort, Professor Ripstein's conception cuts against the fundamental thrust of modern tort law. That thrust is to make obligation central and to treat right and remedy as separable. Ripstein, by contrast, places enormous weight on remedy and takes right and remedy to be indivisible.Second, Tort Law in a Liberal State is, in important part, a brief for the fault principle. Professor Ripstein is right to distinguish between \"harm-based\" torts such as liability for accidental injury, negligently inflicted and \"right-based\" torts such as trespass, but wrong to claim that \"harm-based\" liability in tort is always fault-based. This claim leads Professor Ripstein both to a distorted account of tort law's various strict liabilities and to a fundamental mischaracterization of much of the conduct subject to liability in tort. Professor Ripstein's recasting of strict liabilities as fault ones commits him to the unfortunate idea that there is something intrinsically wrong with valuable, productive activities, blamelessly conducted. Both the recasting of particular strict liabilities in fault terms, and the righteous condemnation of risk to which this recasting leads, are mistaken. Rylands' conduct in the famous case of Rylands v. Fletcher was not wrongful; Atlantic Cement's conduct in Boomer was not wrongful; and Lake Erie's conduct in Vincent was not wrongful. In all of these cases, defendant's only \"fault\" lay in (unreasonably) failing to make reparation for harm (reasonably) inflicted. More generally and more importantly, risk, like pollution, is not wrongful in itself, and harm is a matter of moral concern even when it issues from blameless conduct. Strict liability is a morally significant and instructive form of liability because it registers the perception that serious harm must sometimes be repaired, even though it has been faultlessly inflicted.Third and last, it is an interpretive mistake to insist that \"public\" and \"private\" forms of tort and accident law express fundamentally different values and moral conceptions. \"Public law\" schemes frequently complement or perfect \"private law\" ones, and threads of political morality tie private and public accident law institutions together. Zoning law's relation to nuisance is only one of many cases in point. Professor Ripstein's philosophical claims are likewise open to objection. For starters, Professor Ripstein's attachment to the form of \"private law\" transforms Kant's preoccupation with the inviolability of persons into a preoccupation with the formal purity of legal institutions. This is a path to avoid. An accident law faithful to the power of Kant's philosophy must give pride of place to the inviolability of our persons, not to the inviolability of our legal forms. That latter path leads to endowing legal rules with the intrinsic value held only by persons. Second, Ripstein's assertion that Rawls' theory of justice commits him to the particular institutional form of \"private law\" is unpersuasive. Famously and explicitly, Rawls' theory leaves open the choice between capitalism and market socialism. The most natural and plausible reading of his theory of justice shows that it also leaves open the far more modest institutional choice between \"private\" and \"public\" law institutions. Equal freedom and reciprocity of right among free and equal citizens does not require the particular institutional form that goes by the name of \"private law.\" The final part of Personal Inviolability and \"Private Law\" briefly suggests that some form of enterprise liability constructed around a conception of commutative justice may, in fact, express the independence, equality and inviolability of democratic citizens more adequately than a \"private law\" constructed around a conception of corrective justice. As far as the law of accidents is concerned, the choice of appropriate institutional form depends as much on the properties of the social world in which accidents arise as it does on the formal characteristics of the available legal institutions. 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Ripstein's recent Tort Law in a Liberal State is a further contribution to this project, summarizing Professor Ripstein's view and arguing for both the interpretive and the philosophical plausibility of his project.Personal Inviolability and Private Law, JOURNAL OF TORT LAW: Vol. 1: Iss. 2, Article 4 (2006) raises objections to both aspects of Ripstein's project, and briefly explains why \\\"public law\\\" conceptions of tort are at least as plausible as \\\"private law\\\" ones, both philosophically and interpretively. Interpretively, Professor Ripstein's conception is open to three serious objections. First, by placing the calling of one member of civil society to account by another at the center of their view, \\\"private law\\\" theorists threaten to place the remedial cart before the substantive horse. Prior to the late nineteenth century, tort law had an intensely remedial cast and was not unified around general principles of liability. 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引用次数: 1

摘要

近二十年来,“私法理念”在侵权理论中占有重要地位。在美国人听来,这个想法带有自由主义的色彩,暗示着公共权力无法触及的私人自由领域。但近年来侵权理论所追求的“私法”概念却有所不同。这种侵权理论从本质上正式地将“私法”视为一种裁判方式,通过这种方式,公民社会的一名成员援引国家的公共权力,要求公民社会的另一名成员对后者欠前者的义务的违约负责。在最近的一些优美的文章中,亚瑟·里普斯坦提出了这种观点的一个特殊版本,这个版本的重要特点是它引用了约翰·罗尔斯的政治哲学来支持这个项目。里普斯坦最近的《自由国家的侵权法》是对这个项目的进一步贡献,总结了里普斯坦教授的观点,并为他的项目的解释和哲学合理性进行了论证。《人身不可侵犯性与私法》,《侵权法杂志》,2006年第1卷第2期,第4条,对里普斯坦项目的两个方面提出了反对意见,并简要解释了为什么“公法”的侵权概念至少与“私法”的概念在哲学上和解释上一样可信。从解释上讲,里普斯坦教授的观点面临着三个严重的反对意见。首先,“私法”理论家把一个公民社会成员对另一个公民社会成员的责任置于其观点的中心,这有可能把补救的马车放在实质性的马车之前。在19世纪末之前,侵权法具有强烈的补救性质,并没有围绕一般责任原则进行统一。我国现代侵权行为法是随着(并通过承认)侵权行为法作为一种独立的初级义务法而产生的。里普斯坦教授如此重视康德对私法的以财产为中心的解释,以及“私法”理论对侵权行为的严重补救概念,这与现代侵权法的基本主旨背道而驰。这一主旨就是以义务为中心,将权利和救济区分开来。相比之下,里普斯坦非常重视救济,认为权利和救济是不可分割的。第二,自由国家侵权法的重要组成部分是对过错原则的概述。里普斯坦教授区分“基于伤害”的侵权行为(如意外伤害、过失造成的责任)和“基于权利”的侵权行为(如非法侵入)是正确的,但他错误地声称侵权行为中的“基于伤害”的责任总是基于过错的。这一主张使里普斯坦教授既歪曲了侵权法中各种严格责任的描述,又从根本上错误地描述了侵权责任中的许多行为。里普斯坦教授将严格责任重新定义为过错责任,这使他产生了一个不幸的想法,即有价值的、生产性的、无可指责的活动,在本质上是有问题的。无论是在过失方面对特定严格责任的重铸,还是由此导致的对风险的正义谴责,都是错误的。在著名的莱兰兹诉弗莱彻案中,莱兰兹的行为没有过错;大西洋水泥公司在Boomer的行为没有过错;伊利湖在文森特的行为并没有错。在所有这些案件中,被告唯一的“过错”在于(不合理地)未能对(合理地)造成的伤害作出赔偿。更普遍和更重要的是,风险,像污染一样,本身并不是错误的,伤害是一个道德问题,即使它是由无可指责的行为引起的。严格责任是一种具有道德意义和教育意义的责任形式,因为它表明了一种观念,即严重的损害有时必须修复,即使它是无可指责地造成的。第三也是最后一点,坚持认为侵权法和意外法的“公共”形式和“私人”形式表达了根本不同的价值和道德观念,这是一种解释错误。“公法”方案经常补充或完善“私法”方案,政治道德的线索将私人和公共事故法律制度联系在一起。分区法与妨害的关系只是众多案例中的一个。里普斯坦教授的哲学主张也同样容易遭到反对。首先,里普斯坦教授对“私法”形式的依恋将康德对个人不可侵犯性的关注转变为对法律制度形式纯洁性的关注。这是一条要避免的道路。一个忠实于康德哲学力量的偶然性法律,必须把我们个人的不可侵犯性,而不是我们法律形式的不可侵犯性放在首位。后一条道路导致赋予法律规则只有个人拥有的内在价值。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Personal Inviolability and 'Private Law'
The "idea of private law" has occupied a prominent place in tort theorizing over the past twenty years. To American ears, the idea has a libertarian ring, implying a realm of private freedom beyond the reach of public power. But the idea of "private law" pursued in recent tort theory is different. This strand of tort theory takes an essentially formal view of "private law" as a type of adjudication through which one member of civil society invokes the public power of the state to call another member of civil society to account for breach of an obligation, owed by the latter to the former. In a number of recent, elegant essays, Arthur Ripstein has advanced a particular version of this view, a version distinguished in important part by its enlistment of the political philosophy of John Rawls in support of this project. Ripstein's recent Tort Law in a Liberal State is a further contribution to this project, summarizing Professor Ripstein's view and arguing for both the interpretive and the philosophical plausibility of his project.Personal Inviolability and Private Law, JOURNAL OF TORT LAW: Vol. 1: Iss. 2, Article 4 (2006) raises objections to both aspects of Ripstein's project, and briefly explains why "public law" conceptions of tort are at least as plausible as "private law" ones, both philosophically and interpretively. Interpretively, Professor Ripstein's conception is open to three serious objections. First, by placing the calling of one member of civil society to account by another at the center of their view, "private law" theorists threaten to place the remedial cart before the substantive horse. Prior to the late nineteenth century, tort law had an intensely remedial cast and was not unified around general principles of liability. Our modern law of torts comes into existence with (and by the recognition of) tort as a freestanding law of primary obligation. By placing such great weight both on Kant's property-centered account of private law and on "private law" theory's heavily remedial conception of tort, Professor Ripstein's conception cuts against the fundamental thrust of modern tort law. That thrust is to make obligation central and to treat right and remedy as separable. Ripstein, by contrast, places enormous weight on remedy and takes right and remedy to be indivisible.Second, Tort Law in a Liberal State is, in important part, a brief for the fault principle. Professor Ripstein is right to distinguish between "harm-based" torts such as liability for accidental injury, negligently inflicted and "right-based" torts such as trespass, but wrong to claim that "harm-based" liability in tort is always fault-based. This claim leads Professor Ripstein both to a distorted account of tort law's various strict liabilities and to a fundamental mischaracterization of much of the conduct subject to liability in tort. Professor Ripstein's recasting of strict liabilities as fault ones commits him to the unfortunate idea that there is something intrinsically wrong with valuable, productive activities, blamelessly conducted. Both the recasting of particular strict liabilities in fault terms, and the righteous condemnation of risk to which this recasting leads, are mistaken. Rylands' conduct in the famous case of Rylands v. Fletcher was not wrongful; Atlantic Cement's conduct in Boomer was not wrongful; and Lake Erie's conduct in Vincent was not wrongful. In all of these cases, defendant's only "fault" lay in (unreasonably) failing to make reparation for harm (reasonably) inflicted. More generally and more importantly, risk, like pollution, is not wrongful in itself, and harm is a matter of moral concern even when it issues from blameless conduct. Strict liability is a morally significant and instructive form of liability because it registers the perception that serious harm must sometimes be repaired, even though it has been faultlessly inflicted.Third and last, it is an interpretive mistake to insist that "public" and "private" forms of tort and accident law express fundamentally different values and moral conceptions. "Public law" schemes frequently complement or perfect "private law" ones, and threads of political morality tie private and public accident law institutions together. Zoning law's relation to nuisance is only one of many cases in point. Professor Ripstein's philosophical claims are likewise open to objection. For starters, Professor Ripstein's attachment to the form of "private law" transforms Kant's preoccupation with the inviolability of persons into a preoccupation with the formal purity of legal institutions. This is a path to avoid. An accident law faithful to the power of Kant's philosophy must give pride of place to the inviolability of our persons, not to the inviolability of our legal forms. That latter path leads to endowing legal rules with the intrinsic value held only by persons. Second, Ripstein's assertion that Rawls' theory of justice commits him to the particular institutional form of "private law" is unpersuasive. Famously and explicitly, Rawls' theory leaves open the choice between capitalism and market socialism. The most natural and plausible reading of his theory of justice shows that it also leaves open the far more modest institutional choice between "private" and "public" law institutions. Equal freedom and reciprocity of right among free and equal citizens does not require the particular institutional form that goes by the name of "private law." The final part of Personal Inviolability and "Private Law" briefly suggests that some form of enterprise liability constructed around a conception of commutative justice may, in fact, express the independence, equality and inviolability of democratic citizens more adequately than a "private law" constructed around a conception of corrective justice. As far as the law of accidents is concerned, the choice of appropriate institutional form depends as much on the properties of the social world in which accidents arise as it does on the formal characteristics of the available legal institutions. In our characteristically modern social world - where the costs of accidents can be dispersed across the activities responsible for them - "public" law forms of accident law may do a better job than "private" law ones of securing justice among free and equal persons. Free and equal citizens have ample reason not to place their rights against one another at the mercy of a "private law" negligence lottery, and to seek surer reparation for serious injury through some form of enterprise liability.
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