{"title":"轴承故障发生检测中的相互无量纲指标和ROC分析","authors":"Hongbin Zhu, Weichao Xu, C. Delpha, Yanguang Wang","doi":"10.1109/IECON49645.2022.9968491","DOIUrl":null,"url":null,"abstract":"This work proposes a diagnosis method based on mutual dimensionless indices (MDIs) and receiver operating characteristic (ROC) analysis for the detection of rolling bearing faults, which is of great importance to maintain the functionality of rotating machines. The proposed method consists of five steps. Firstly, the mutual dimensionless technique is used to extract five MDIs from the raw vibration signal. Secondly, the principal components analysis (PCA) is employed to reduce the five MDIs to a one-dimensional feature. Thirdly, we obtain the areas under the ROC curve (AUC) and associated variances using two sliding windows along the one-dimensional feature sequence. Fourthly, the potential fault occurring time is estimated via comparing the AUC and the associated variances with the corresponding detection thresholds. Finally, a parameter K is introduced to delete the false alarms, and then the predicting fault occurring time is chosen from the local extrema of the potential fault occurring times. Experimental results demonstrate that our proposed approach is capable to detect fault occurring time with high accuracy and a low false-positive rate.","PeriodicalId":125740,"journal":{"name":"IECON 2022 – 48th Annual Conference of the IEEE Industrial Electronics Society","volume":"2 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2022-10-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":"{\"title\":\"Mutual Dimensionless Indices and ROC Analysis in Bearing Fault Occurrence Detection\",\"authors\":\"Hongbin Zhu, Weichao Xu, C. Delpha, Yanguang Wang\",\"doi\":\"10.1109/IECON49645.2022.9968491\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"This work proposes a diagnosis method based on mutual dimensionless indices (MDIs) and receiver operating characteristic (ROC) analysis for the detection of rolling bearing faults, which is of great importance to maintain the functionality of rotating machines. The proposed method consists of five steps. Firstly, the mutual dimensionless technique is used to extract five MDIs from the raw vibration signal. Secondly, the principal components analysis (PCA) is employed to reduce the five MDIs to a one-dimensional feature. Thirdly, we obtain the areas under the ROC curve (AUC) and associated variances using two sliding windows along the one-dimensional feature sequence. Fourthly, the potential fault occurring time is estimated via comparing the AUC and the associated variances with the corresponding detection thresholds. Finally, a parameter K is introduced to delete the false alarms, and then the predicting fault occurring time is chosen from the local extrema of the potential fault occurring times. Experimental results demonstrate that our proposed approach is capable to detect fault occurring time with high accuracy and a low false-positive rate.\",\"PeriodicalId\":125740,\"journal\":{\"name\":\"IECON 2022 – 48th Annual Conference of the IEEE Industrial Electronics Society\",\"volume\":\"2 1\",\"pages\":\"0\"},\"PeriodicalIF\":0.0000,\"publicationDate\":\"2022-10-17\",\"publicationTypes\":\"Journal Article\",\"fieldsOfStudy\":null,\"isOpenAccess\":false,\"openAccessPdf\":\"\",\"citationCount\":\"0\",\"resultStr\":null,\"platform\":\"Semanticscholar\",\"paperid\":null,\"PeriodicalName\":\"IECON 2022 – 48th Annual Conference of the IEEE Industrial Electronics Society\",\"FirstCategoryId\":\"1085\",\"ListUrlMain\":\"https://doi.org/10.1109/IECON49645.2022.9968491\",\"RegionNum\":0,\"RegionCategory\":null,\"ArticlePicture\":[],\"TitleCN\":null,\"AbstractTextCN\":null,\"PMCID\":null,\"EPubDate\":\"\",\"PubModel\":\"\",\"JCR\":\"\",\"JCRName\":\"\",\"Score\":null,\"Total\":0}","platform":"Semanticscholar","paperid":null,"PeriodicalName":"IECON 2022 – 48th Annual Conference of the IEEE Industrial Electronics Society","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1109/IECON49645.2022.9968491","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
Mutual Dimensionless Indices and ROC Analysis in Bearing Fault Occurrence Detection
This work proposes a diagnosis method based on mutual dimensionless indices (MDIs) and receiver operating characteristic (ROC) analysis for the detection of rolling bearing faults, which is of great importance to maintain the functionality of rotating machines. The proposed method consists of five steps. Firstly, the mutual dimensionless technique is used to extract five MDIs from the raw vibration signal. Secondly, the principal components analysis (PCA) is employed to reduce the five MDIs to a one-dimensional feature. Thirdly, we obtain the areas under the ROC curve (AUC) and associated variances using two sliding windows along the one-dimensional feature sequence. Fourthly, the potential fault occurring time is estimated via comparing the AUC and the associated variances with the corresponding detection thresholds. Finally, a parameter K is introduced to delete the false alarms, and then the predicting fault occurring time is chosen from the local extrema of the potential fault occurring times. Experimental results demonstrate that our proposed approach is capable to detect fault occurring time with high accuracy and a low false-positive rate.