维护指挥官审查军事法庭调查结果的权力

A. S. Williams
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引用次数: 1

摘要

“你真的认为,在陪审团认定某人有罪,并以性侵犯的罪名将某人开除出军队后,一个人(指挥官)可以不顾法律顾问的建议,说‘没关系’吗?”参议员克莱尔·麦卡斯基尔(Claire McCaskill)最近在参议院军事委员会(Senate Armed Services Committee)的听证会上提出了这个问题,她和其他人对一名军事指挥官的性侵犯定罪未获批准表示愤慨。她的问题反映了人们对陪审团裁决的尊重,这种尊重在美国法律传统中根深蒂固,但也揭示了人们对军方军事法庭的基本误解。军事法庭小组不是真正的陪审团。刑事案件的联邦陪审团必须有12名陪审员,并且必须一致同意。州陪审团必须至少有六名陪审员,而六名陪审员中有五名投票判定有罪不足以满足第六修正案。与联邦和州的陪审团不同,在上面讨论的性侵犯案件中,判定被告有罪的陪审团只有五名成员,而且不需要全体一致——只需三分之二的投票,或五分之四的投票,就可以定罪。不论意见一致与否,五人小组都不是陪审团。由于该小组不是一个真正的陪审团,因此该小组的裁决并不总是与陪审团的常识性判断相似。最高法院明确表示,军事法庭小组不是陪审团。因为军事法庭小组不是真正的陪审团,因此指挥官应该保留审查其调查结果的权力。指挥官审查调查结果的权力实际上是对军事法庭小组裁决的一种保障,这些裁决有时没有证据支持。第一部分介绍了美国司法体系中自由的关键——陪审权。这也解释了为什么开国元勋们拒绝军人享有这项权利以及《权利法案》的所有其他保护。第二部分论述了军事法庭的历史基础以及军事司法制度与民事司法制度分开发展的原因。军事法庭过去是,现在仍然是,最重要的是,一个纪律的工具,而不是一个法庭。第三部分描述了专家组和陪审团之间的本质差异,以及为什么这些差异会实质性地影响判决的可靠性。第四部分讨论了国会为弥补委员会的结构性缺陷而制定的保障措施。这些保障措施对美国的司法体系来说是不正统的,因为它们现在备受争议。除非面板的结构缺陷也得到纠正,否则不应消除这些缺陷。第五部分载有关于修订《统一军事审判法典》的建议,包括恢复原来的理解,即军事法庭在和平时期应限于违纪行为。如果说指挥官的角色在今天看来已经过时了,那么,对在美国武装部队服役的男女军人拒绝真正的正当程序也是如此。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Safeguarding the Commander's Authority to Review the Findings of a Court-Martial
“Do you really think that after a jury has found someone guilty, and dismissed someone from the military for sexual assault, that one person [the commander], over the advice of their legal counselor, should be able to say, ‘Never mind’?” Senator Claire McCaskill recently posed this question in a hearing before the Senate Armed Services Committee, as she and others expressed outrage over the disapproval of a sexual assault conviction by a military commander. Her question reflects a justifiably profound respect for the verdicts of juries, one that runs deep in American legal tradition, but reveals a basic misunderstanding about the court-martial panel in the military. The court-martial panel is not a true jury. Federal juries in criminal cases must have twelve jurors and be unanimous. State juries must have at least six jurors, and five of six jurors voting to convict is not enough to satisfy the Sixth Amendment. Unlike federal and state juries, the panel that convicted the accused in the sex assault case discussed above had only five members and it did not have to be unanimous – only a two-thirds vote, or four out of five, was needed for a conviction. No five-member panel, unanimous or not, is a jury. Because the panel was not a true jury, the panel’s verdict will not always resemble the commonsense judgment of a jury. The Supreme Court made clear that court-martial panels are not juries. Because a court-martial panel is not a true jury, the commander should retain the authority to review its findings for this reason alone. The commander’s authority to review the findings is actually a safeguard against the court-martial panel’s verdict, which is sometimes not supported by the evidence. Part I introduces the right to trial by jury as the key to liberty in the American scheme of justice. It also explains why the Founding Fathers denied military members this right along with all other protections of the Bill of Rights. Part II discusses the historical foundations of the court-martial and why the military justice system developed separately from the civilian justice system. The court-martial was and still is, first and foremost, a tool of discipline and not a court of law. Part III describes the essential differences between panels and juries and why those differences materially affect the reliability of verdicts. Part IV discusses the safeguards enacted by Congress to make up for the panel’s structural flaws. These safeguards are as unorthodox to the American scheme of justice as they are now controversial. They should not be eliminated unless the panel’s structural flaws are also corrected. Part V contains recommendations for amending the Uniform Code of Military Justice, to include a return to the original understanding that courts-martial should be limited in times of peace to disciplinary infractions. If the commander’s role seems antiquated today, so, too, is the denial of genuine due process to the men and women who serve in the U.S. Armed Forces.
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