战略机构定位

Donald J. Kochan
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引用次数: 0

摘要

行政国家已经成为一个无处不在的机器,已经成为法律规则的主要产生者——尽管美国宪法将立法权单独赋予了国会。在审查授权行政机关颁布规则的立法时,我们经常会问,国会是否通过赋予行政机关太多的权力和自由裁量权来决定应该颁布哪些规则以及决定其内容的丰富程度,从而“剥夺”了其立法权。如果这些机构获得了广泛的权力,就不难理解它们为什么会过分地充分利用这项拨款。一旦机构被广泛授予制定规则的权力,开始参与竞争,我们也常常会摸不着头脑,想知道为什么国会没有在事后进行干预,修改法律,检查行政机构的越权行为,或澄清其意图和偏好。本文试图解释为什么我们在行政法中观察到的制度动态不应该令人惊讶,特别强调环境法律和规则。它将解释为什么国会和各机构都有利害攸关的战略利益,导致他们以某种方式定位自己的活动,使各自成为扩张监管国家的同谋,并使旨在将立法保持在国会内部的遏制墙崩溃。这篇文章特别批评了国会在自然资源和环境领域放弃责任的行为——在这个领域,国会默许自己权力的消亡是一个特别尖锐的问题。本文将首先讨论立法明确性和干预这些领域的必要性,但它也将思考为什么我们经常看不到这两点。然后,我们将举出一些具体的例子来说明这些观点。第二部分介绍了三权分立的基本思想,以及制宪者为遵守三权分立而进行的设计。第三部分确定了国会广泛立法和脱离对机构监督角色的动机,尽管立宪者的设计意图相反。第四部分讨论了机构作为自私自利的行为体,如果提供给它们类似立法的权力,它们将接受这种权力。第五部分使用国家纪念碑和美国水域(“WOTUS”)规则的案例研究来说明战略定位现象。第六部分解释了为什么环境法是一个我们可以预测国会退位导致行政越权的高频率问题的领域。通过揭示国会和行政部门战略定位的这些现实,可以更好地理解为什么在没有国会最佳(甚至完全符合宪法)参与的情况下产生的环境法正在日益发展。我们的目标是消除这些机构利益对维护权力分立构成的威胁,并开始确定目标领域,如果要重新调整当前产生环境法核心要求的权力分配,使其更忠实于最初的宪法设计。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Strategic Institutional Positioning
The administrative state has emerged as a pervasive machine that has become the dominate generator of legal rules—despite the fact that the U.S. Constitution commits the legislative power to Congress alone. When examining legislation authorizing administrative agencies to promulgate rules, we are often left asking whether Congress “dele- gates” away its lawmaking authority by giving agencies too much power and discretion to decide what rules should be promulgated and to determine how rich to make their content. If the agencies get broad authority, it is not too hard to understand why they would fulsomely embrace the grant to its fullest. Once agencies are let loose by broad grants of rulemaking authority and they are off to the races, we are also often left scratching our heads wondering why Congress fails to intervene ex post to alter the law, to check administrative agency overreach, or to clarify its intent and preferences. This Essay seeks to explain why none of the institutional dynamics we observe in adminis- trative law should be surprising, with particular emphasis on environ- mental laws and rules. It will explain why both Congress and agencies have strategic interests at stake that cause them to position their activ- ities in manners that make each complicit in expansion of the regula- tory state and the collapse of the containment walls designed to keep lawmaking inside Congress. This Essay specifically critiques Congress for its abdication of re- sponsibility in the natural resources and environmental space—a place where the problem of congressional acquiescence in the demise of its own power is particularly acute. This Essay will begin by discuss- ing the necessity of legislative clarity and intervention in these fields, but it will also contemplate why we often see neither. It will then pro- ceed to some specific examples that illustrate these points. Part II introduces fundamental ideas of separation of powers and the Framers’ design for adherence to that separation. Part III identi- fies motivations for Congress to legislate broadly and to disengage from a supervisory role over agencies, despite contrary intentions in the Framers design. Part IV discusses agencies as self-interested actors that will accept legislative-like authority if it is offered to them. Part V uses case studies on National Monuments and the Waters of the United States (“WOTUS”) Rule as demonstrative of the strategic positioning phenomenon. And, Part VI explains why environmental law is an area in which we can predict a high frequency of these problems of congressional abdication that enables administrative overreach. By revealing these realities of strategic positioning by both Con- gress and the Executive, it can be better understood why an environ- mental law generated without optimal (or even fully constitutional) engagement by Congress is increasingly developing. The goal is to ex- pose the threat these institutional interests pose to preserving the sep- aration of powers and to begin identifying the areas to target, if the current allocation of authority for generating the core requirements of environmental law is to be realigned with greater fidelity to original constitutional design.
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