恢复准入:对联邦民事规则制定结构的再思考

Brooke D. Coleman
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引用次数: 3

摘要

诉诸司法体系的机会正在减少,我将其广义地定义为解决法律索赔是非曲直的机会。这种衰落的一个原因是民事规则。在本文中,我研究了民事规则制定过程的制度缺陷是如何允许产生减少准入的规则的。《联邦民事诉讼规则》第1条规定,《民事诉讼规则》应促进对法律诉讼的“公正、迅速和廉价解决”。虽然民事规则委员会在起草规则时考虑了这一过时的授权,但对于如何解释这一由三部分组成的指令没有达成一致。我认为,一个解释性原则应该是诉诸司法系统。回顾历史,我证明了《规则授权法》和基于法院的规则制定的支持者在设想和设计规则时牢牢记住了获取。事实上,虽然获取并不是唯一的关切,但它与诸如系统效率等相互竞争的关切是平等的。随着时间的推移,随着对诉讼激增的看法产生了政治压力,要求减少诉诸司法系统的机会,规则制定者的回应是制定相应的规则。我认为,作为民事规则制定的一项共同平等原则,获取权应该恢复其原有的地位,这样做的一种方法是修改规则制定过程的结构。在目前的制度结构下,规则制定机构更倾向于一种旨在减少准入的诉讼观点。我提出了一系列有可能减少这种偏见的结构性改革。这些建议包括修改委员会的组成,使其更能代表诉讼当事人,并通过立法,规定将在规则制定过程中予以考虑。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Recovering Access: Rethinking the Structure of Federal Civil Rulemaking
Access to the justice system, which I broadly define as the opportunity to resolve the merits of a legal claim, is declining. One source of this decline is the Civil Rules. In this article, I examine how the institutional failings of the civil rulemaking process have allowed for the production of rules that diminish access. Rule 1 of the Federal Rules of Civil Procedure provides that the Civil Rules should facilitate the "just, speedy, and inexpensive resolution" of legal claims. While the Civil Rules Committee considers this timeworn mandate when drafting the rules, there is no agreement about how to interpret this three-part directive. I argue that one interpretive principle should be access to the justice system. Examining the history, I demonstrate that proponents of the Rules Enabling Act and court-based rulemaking envisioned and designed the rules with access firmly in mind. Indeed, although access was not the only concern, it was on equal footing with competing concerns, such as systemic efficiency. Over time, as the perception of a litigation explosion has created political pressure to reduce access to the justice system, rulemakers have responded by creating rules that do just that. I argue that access should be restored to its original status as a co-equal principle of civil rulemaking and that one way to do so is to modify the structure of the rulemaking process. Under the current institutional structure, the rulemaking body is more attuned to a view of litigation intent on reducing access. I offer a spectrum of structural reforms that have the potential to reduce this bias. These proposals include modifying the Committee's composition to be more representative of litigants and passing legislation that mandates access will be considered in the rulemaking process.
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