民事诉讼的耻辱

Matthew A. Shapiro
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引用次数: 1

摘要

随着发现保护令、保密和解协议和私人仲裁的激增,争议解决越来越笼罩在保密之中。虽然许多民事诉讼学者批评这种趋势破坏了公开审判的系统利益,但民事诉讼中保密的可取性被证明是一个更为复杂的问题。一方面,具有讽刺意味的是,这些学者中的一些人最近试图用强调保密的好处的术语来为民事诉讼辩护。虽然这一新的理由还有些不成熟,但最好理解为这样一种主张:民事诉讼程序允许单个原告实现其尊严的一个方面——这条将其称为“尊严即地位”——通过赋予他们权力,要求那些据称冤枉他们的人承担责任,从而重申他们的平等地位。问题是,民事诉讼还可能损害原告尊严的另一方面——本文称之为“尊严即形象”——要求他们泄露敏感的个人信息,从而放弃对公开自我表现的控制。保密有助于维护原告尊严的第二个方面。另一方面,保密也会使原告失去一种潜在的强大的表达武器,使他们无法追究作恶者的责任。在社会经济不平等的条件下,弱势原告有时可以将民事诉讼的羞辱性方面转化为自己的优势,故意透露敏感的个人信息,强调自己较低的社会地位,以羞辱更强大的对手。事实证明,民事诉讼确实可以提升原告的尊严地位,但却为他们提供了一个故意损害其尊严形象的场所——既羞辱自己,也使自己高尚。鉴于尊严的复杂性质以及保密的尊严利益和成本之间的复杂权衡,原告应该被赋予更多的控制权,以控制他们的个人信息在诉讼直接当事方之外的传播程度——这一规定不仅对民事诉讼中的保密有影响,而且可能对其他几个突出的程序问题也有影响。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Indignities of Civil Litigation
Dispute resolution has become increasingly shrouded in secrecy, with the proliferation of protective orders in discovery, confidential settlement agreements, and private arbitration. While many civil procedure scholars have criticized this trend for undermining the systemic benefits of public adjudication, the desirability of secrecy in civil litigation proves to be a much more complicated question. On the one hand, some of those same scholars have recently sought to justify civil litigation in terms that, ironically, highlight the benefits of secrecy. Although this new justification remains somewhat inchoate, it is best understood as a claim that the procedures of civil litigation allow individual plaintiffs to realize one aspect of their dignity — which this Article labels “dignity-as-status” — by empowering them to call those who have allegedly wronged them to account and to thereby reassert their standing as equals. The problem is that civil litigation can also undermine another aspect of plaintiffs’ dignity — which this Article labels “dignity-as-image” — by requiring them to divulge sensitive personal information and thus to cede control over their public self-presentation. Secrecy can help to preserve this second aspect of plaintiffs’ dignity. On the other hand, secrecy can also deprive plaintiffs of a potentially powerful expressive weapon in their quest to hold wrongdoers accountable. In conditions of socioeconomic inequality, weaker plaintiffs can sometimes turn the humiliating aspects of civil litigation to their advantage, intentionally revealing sensitive personal information that emphasizes their lower social status in order to shame their more powerful adversaries. It turns out that civil litigation can indeed promote plaintiffs’ dignity-as-status, but by affording them a venue in which to deliberately compromise their dignity-as-image — to humiliate, as much as ennoble, themselves. Given the complex nature of dignity and the complex trade-off between secrecy’s dignitarian benefits and costs, plaintiffs should be given more control over how much of their personal information is disseminated beyond the immediate parties to a lawsuit — a prescription with implications not only for secrecy in civil litigation, but also potentially for several other prominent procedural issues.
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