Abbe R. Gluck, E. Burch
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引用次数: 0

摘要

在过去的50年里,多地区诉讼(MDL)已经悄然改变了民事诉讼程序。MDL包括美国历史上最大的侵权案件,但由于没有集体诉讼规则的权威,MDL法官——他们在形式上只对个别案件有审前管辖权——不得不诉诸特殊的程序例外主义来解决全国范围内的案件。如果这样做能实现这一目标,那么实体法、属人管辖权、透明度、公正性、可审查性、联邦制和充分的代表性都必须让步。不知何故,直到现在,除了MDL内部人士,所有人都不知道这一点。由于MDL在阿片类药物危机中的扩张——以及前所未有的反对——MDL终于进入了公众视野。各州总检察长抵制了阿片类药物MDL的强烈民族主义、对全球和解的不懈追求、疯狂的程序创新、各州法律差异的模糊化,以及对司法管辖权的戏剧性主张。Opiates是迄今为止最不寻常的MDL,但大多数大型MDL都有它的许多特征,而Opiates已经成为下一个大型案例的路线图。此外,尽管对阿片类药物的抵制已经分散了MDL早期的一些权力,但这种抵制本身是以不寻常的程序机制的形式出现的。MDL是针对个别案件设计的——在不同地区提起的类似诉讼在送回家审判之前有一个有效的审前程序。实际上,这纯粹是虚构的。很少有病例返回。MDL的协调模式——从反联邦制的立场到坚持每个程序都是独一无二的,不受联邦规则的限制——几乎与程序的传统规则和价值观的每一个方面都有冲突。MDL并不秘密地改变着民事诉讼程序的面貌。本文首次将MDL的这些特殊特征及其对程序核心假设的破坏编织在一起。MDL是一次革命吗?或者仅仅是以多种形式表现出来的一系列更大的现代程序紧张的症状?不管怎样,它回避了一个问题:我们对这种规模的诉讼有什么期望?我们认识到,MDL通过提供诉诸法院的途径填补了重要的空白,但我们主张在一定程度上恢复正常秩序,以保障正当程序、联邦制和主权。我们建议具体的转变-从更多的审前动议到上诉审查,律师选择和管辖权冗余的新途径-在规范平衡似乎特别不正常的地方;我们认为,这种转变符合联邦规则1本身固有的矛盾精神——“公正、快速和廉价的程序”的理想。我们还对阿片类药物危机的历史诉讼进行了首次全面分析。阿片类药物是第一个让地方与州检察长争夺诉讼控制权的MDL。它的法官公开表示,解决国会扔给他的国家健康危机与普通诉讼不同。鸦片甚至发明了一种新的集体诉讼形式。这是一种高度辩证的、管辖权竞争的、结果导向的、重复玩家丰富的、极具创造性的过程。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
MDL Revolution
Over the past 50 years, multidistrict litigation (MDL) has quietly revolutionized civil procedure. MDLs include the largest tort cases in U.S. history, but without the authority of the class-action rule, MDL judges—who formally have only pretrial jurisdiction over individual cases—have resorted to extraordinary procedural exceptionalism to settle cases on a national scale. Substantive state laws, personal jurisdiction, transparency, impartiality, reviewability, federalism, and adequate representation must all yield if doing so fulfills that one goal. Somehow, until now, this has remained below the surface to everyone but MDL insiders. Thanks to the sprawling MDL over the opioid crisis—and unprecedented opposition to it—MDL is finally in public view. State attorneys general have resisted the opioid MDL’s intense nationalism, its relentless drive to global settlement, its wild procedural innovation, its blurring of differences across state law, and its dramatic assertions of jurisdictional authority. Opiates is the most extraordinary MDL yet, but most big MDLs share many of its features, and Opiates is already the roadmap for the next mega-cases. Moreover, even as resistence to Opiates has dispersed some of the MDL’s early power, that resistence itself has come in the form of unusual procedural mechanisms. MDL is designed for individual cases—giving similar suits filed in different districts an efficient pretrial process before sending them home for trial. In reality, that is pure fiction. Few cases ever return. And the MDL’s mode of coordination—from its anti-federalism stance to its insistence that each proceeding is too unique to be confined by the Federal Rules—chafes at almost every aspect of procedure’s traditional rules and values. MDL is not-so-secretly changing the face of civil procedure. This Article weaves together for the first time these exceptional features of MDL and their disruption of procedure’s core assumptions. Is MDL a revolution? Or simply a symptom of a larger set of modern procedural tensions manifesting in many forms? Either way, it begs the question: What do we expect of litigation on this scale? We recognize that MDL fills important gaps by providing access to courts but argue for some return to regular order to safeguard due process, federalism, and sovereignty. We suggest specific shifts—from more pretrial motions to new paths for appellate review, attorney selection, and jurisdictional redundancy—where the normative balance seems particularly out of whack; shifts we believe are in line with the spirit of Federal Rule 1’s own inherent paradox—the ideal of “just, speedy and inexpensive procedure.” We also offer the first comprehensive analysis of the historic suits over the opioid crisis. Opiates is the first MDL that pits localities against their own state attorneys general in a struggle for litigation control. Its judge has publicly stated that solving a national health crisis that Congress dumped in his lap is different from ordinary litigation. Opiates has even invented a new form of class action. It is hyper-dialectical, jurisdictionally competitive, outcome-oriented, repeat-player-rich, fiercely creative procedure.
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