欧洲的综合民主合法化:透明度和信息获取的作用

A. Heritier
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引用次数: 8

摘要

欧盟是一个综合民主国家(Heritier 1999a;奔驰1998;Auel等人2000;Manin 2000)。它由民主合法性的多种要素组成:通过欧洲议会代表制的纵向合法性;通过在部长会议中民主选举的政府的代表来行使行政代表权;成员国之间的横向相互控制;政策网络中的联合代表和专家代表(授权)(Benz 1998);最后是基于合法性的个人权利。这些因素共同描绘了一幅欧洲民主合法化现实的复杂图景。个别因素没有得到系统和一致的发展和联系;相反,它们是从一系列务实的决定中产生的,这些决定是在政府间会议的一致要求所允许的有限可能性范围内作出的,或者是不同的欧洲决策机构逐步提出的个别倡议的结果。因此,毫不奇怪,有些因素在其主要目标和运作方式方面是互不相容的。这类不相容或不相容的性质、原因和后果是本文的中心。特别令人感兴趣的问题是,一方面是获取信息和透明度的法律组成部分,另一方面是协商民主的组成部分,即政策网络的管理,作为欧洲普遍存在的管理模式。透明度和信息获取强调的是民主合法性的投入导向目标,即知道谁在何时做出哪些决定的权利;联合代表制和协商民主强调的是民主合法性的产出导向目标,即通过政策表现来实现政府的合法性,以适应尽可能广泛的利益范围。以投入为导向的合法化和以产出为导向的合法化都很重要,必须从它们的相互关系来看待。本文所展开的论证将分以下几个步骤进行:第一步,描述民主合法化的各个方面,并将透明度和获取信息置于欧洲联盟现有的民主合法化要素的总体背景中。第二步更详细地规定了提高透明度的方案。在第三步中,讨论确保一方面是获取信息和透明度,另一方面是欧洲民主合法性的核心组成部分之间的关系的兼容性。在第四步中,将就获取信息和透明度可能发挥的作用得出规范性结论。考虑到各个组件的兼容性?在欧洲复合民主的背景下发挥作用。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Composite Democratic Legitimation in Europe: The Role of Transparency and Access to Information
The European Union is a composite democracy (Heritier 1999a; Benz 1998; Auel et al 2000; Manin 2000). It is comprised of diverse elements of democratic legitimation: the vertical legitimation through parliamentary representation in the EP; executive representation through delegates of democratically-elected governments in the Council of Ministers; horizontal mutual control among member states; associative and experts' representation (delegation) in policy networks (Benz 1998); and, finally, individual rights based legitimacy. Together these elements paint a variegated picture of the reality of democratic legitimation in Europe. The individual elements have not been developed and linked in a systematic and consistent way; rather, they have emerged from a series of pragmatic decisions, made among the range of limited possibilities allowed for by the unanimity requirements of the intergovernmental conferences or as a result of incremental individual initiatives of the different European decision-making bodies. As a consequence, it does not come as a surprise that some elements are incompatible with each other, both with respect to their primary goals and their modes of operation. The nature, reasons and consequences of this type of incompatibility or compatibility are at the centre of this article. Of particular interest is the question of relationship between the legimatory components of access to information and transparency, on the one hand, and the element of negotiative democracy that is, governance in policy networks, as an ubiquitous mode of governance in Europe, on the other. While transparency and access to information stress the input-oriented goals of democratic legitimation, that is the right to know who makes which decisions when, associative representation and negotiative democracy emphasise the output-oriented goals of democratic legitimation, that is government legitimation through policy performance accommodating the widest possible scope of interests. Both input- and output-oriented legitimation are important and have to be viewed in their reciprocal relationship. The argument developed in this article will proceed in the following steps: In the first step the various strands of democratic legitimation are described, and transparency, and access to information are situated in the overall context of the elements of democratic legitimation existing in the European Union. In the second step the programme to increase transparency is specified in more detail. In the third step a discussion ensures the compatibility of the relationship between access to information and transparency, on the one hand, and the central components of European democratic legitimation, on the other. In a fourth step normative conclusions will be drawn with respect to the possible functions that access to information and transparency ? bearing the compatibility of the individual components in mind ? serve in the context of the composite democracy in Europe.
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