加纳:从禁卫军向民主控制过渡的军队

E. Hutchful, Humphrey Asamoah Agyekum, Ben Kunbour
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引用次数: 0

摘要

随着冷战的结束和民主化的开始,“军民关系”(CMR)的学术领域可以说已经相对衰落,取而代之的是“安全部门改革与治理”(SSR/G)的新的全球模板。从几个方面来看,这是一个显著的转变:首先,从对军事(尤其是政变)的狭隘关注转向了整体的“安全部门”;其次,这两个“领域”受到不同的要求、优先事项和方法的驱动,部分原因是历史背景的变化。与CMR奖学金相比,SSR/G更像是一门“政策和操作科学”,而不是一门学术学科,主要面向规范发展和正式制度建设,以响应民主化的需要。这种“政策实践”由主权行为者驱动,通常由顾问和主要关注技术的私人承包商提供,并不总是优先考虑基于证据的研究或质疑真正的权力动态。虽然民族国家仍然是核心角色,但外部力量(双边合作伙伴以及国际和多边机构)已经成为SSR/G的关键支持角色,发展自己的规范和政策框架,并提供财政资源以推动改革(矛盾的是,这些力量通常是进行人道主义干预和扩大安全援助以遏制该地区恐怖袭击扩散的同一力量)。然而,两个“学科”之间存在着很强的线性联系,因为CMR遗产塑造了SSR的话语和议程。SSR重点的一个分支是实施实际计划,以解决CMR文献中暴露的国防部门的一些弱点,这在一套技术和“如何”工具中很明显,例如国防审查,安全部门公共支出审查,“国防反腐败指数”(由透明国际首创),以及旨在提高军事专业性和加强民事监督机构和机构的各种“工具包”。学术研究也反映了这种转变,从对军事和政变的分析扩大到包括正式安全部门的其他机构(特别是警察和情报部门),同时通过“混合”和“混合安全治理”等概念的棱镜,更密切地关注非国家安全和司法提供者及其与国家安全机构和行动者的互动。即便如此,军队本身也从未远离讨论的中心。军队不仅一直是SSR努力的焦点——在这个过程中,甚至获得了新的角色和任务,(毫无疑问)影响力的来源——他们甚至被推回到舞台的中心,因为安全形势已经发生了变化,非洲国家和军队(特别是在萨赫勒地区)一直在努力对抗日益扩散的武装团体和恐怖袭击,因为政变有卷土重来的威胁。然而,这些非洲转型的理论和实践都违背了简洁的描述和线性的解释。尽管它们有许多共同点,但这些转变是多方面的、模糊的、有争议的、脆弱的、容易逆转的,在CMR领域尤其如此。然而,有三个因素很突出:1。随着时间的推移,“非自由民主”的趋势越来越明显,因为各种各样的非洲领导人故意努力使民主空心化,培养或(随着时间的推移)完善逃避或侵蚀民主约束的工具,安全部队越来越多地参与其中。2. 学术和政策文献都一致认为,在这些转型中,CMR的基础是脆弱的,充满了“民主赤字”和操作弱点,只能由SSR选择性地解决,并且可能因该地区的“软威权主义”趋势而进一步恶化。3.重要的是,该地区的民主化与非洲国家无法遏制的恐怖主义活动和新形式武装冲突的扩散(如果不是催生的话)同时发生,引发了“人道主义干预”和来自各种外部行动者的安全援助。这被称为新的“全球军国主义”,伴随着SSR的重新定位(倒退),以支持“硬安全”和作战能力建设(“训练和装备”)。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Ghana: The Military in Transition From Praetorianism to Democratic Control
With the end of the Cold War and onset of democratization, the academic field of “civil–military relations” (CMR) has arguably gone into relative decline, replaced by the new global template of “Security Sector Reform and Governance” (SSR/G). This is a notable shift in several senses: firstly, from a narrow focus on the military (and coups in particular) to the “security sector” as a whole; and secondly because the two “fields” have been driven by different imperatives, priorities, and methodologies, in part shaped by changing historical contexts. In contrast to the CMR scholarship, SSR/G has been much more of a “policy and operational science” than an academic discipline, primarily oriented toward norm development and formal institution building in response to imperatives of democratization. This “policy praxis”—driven by sovereign actors and often delivered by consultants and private contractors with a primarily technical focus—has not always prioritized evidence-based research or interrogated real power dynamics. And while the nation-state remains the core actor, external powers (bilateral partners and international and multilateral institutions) have emerged as a critical supporting cast in SSR/G, evolving their own normative and policy frameworks and providing the financial resources to drive reforms (paradoxically, these are usually the same powers that conduct humanitarian interventions and extend security assistance to contain the proliferation of terrorist attacks in the region). Nevertheless, there are strong linear links between the two “disciplines,” as CMR legacies have shaped the SSR discourse and agenda. An offshoot of the SSR focus has been the implementation of practical programs to address some of the weaknesses of the defence sector exposed in the CMR literature, evident in a set of technical and “how to” tools, such as defence reviews, security sector public expenditure reviews, the “Defence Anti-Corruption Index” (pioneered by Transparency International), and a variety of “toolkits” designed to enhance military professionalism and strengthen civilian oversight bodies and institutions. Academic research has also reflected this shift by broadening out from the analysis of the military and coups to encompass other agencies in the formal security sector (police and intelligence in particular), as well as looking much more closely at nonstate security and justice providers and their interaction with state security institutions and actors, through the prism of concepts such as “hybridity” and “hybrid security governance.” Even so, militaries per se have never strayed far from the center of the discussion. Militaries have not only remained the focal point of SSR efforts—in the process even acquiring new roles and missions and (undoubtedly) sources of influence—they have even been propelled back to center stage, as the security landscape has shifted and African states and armies (particularly in the Sahel) have struggled against a growing proliferation of armed groups and terrorist attacks, and as coups have threatened to make a comeback. However, both the theory and practice of these African transitions defy neat delineations and linear interpretations. Their many commonalities notwithstanding, these transitions have been multifaceted, ambiguous, and contested, as well as fragile and subject to reversal, nowhere more so than in the CMR arena. Nevertheless, three elements stand out: 1. A growing trend over time toward “illiberal democracies,” as a variety of African leaders have made willful efforts to hollow out democracy, cultivating or (over time) perfecting the tools to evade or erode the strictures of democracy, an activity in which security forces are increasingly implicated. 2. A consensus in both the academic and policy literature about the fragile foundations of CMR in these transitions, which have been replete with “democratic deficits” and operational weaknesses, addressed only selectively by SSR, and likely to be further aggravated by the trends toward “soft authoritarianism” in the region. 3. Importantly, democratization in the region has coincided with (if not spawned) a proliferation of terroristic activity and new forms of armed conflict which African states have been unable to contain, triggering “humanitarian interventions” and security assistance from a variety of external actors. This has been dubbed the new “global militarism,” accompanied by a reorientation (rollback) of SSR in favor of “hard security” and operational capacity building (“Train and Equip”).
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