因果关系与相关关系:以行人环境与步行为例的研究设计再思考

Zhan Guo
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引用次数: 1

摘要

本文研究了步行环境对步行行为的因果影响,并重点研究了研究设计问题。本文区分了两种类型的研究设计:基于治疗和基于旅行者。第一种方法强调处理方式的变化(行人环境),通常比较不同的社区,如城市与郊区或公交导向与汽车依赖。第二种方法强调主体(行人)的同质性,针对不同环境下的同一行人,通常是由于家庭搬迁或行人环境的改善。第一种方法可以很容易地识别行人环境和步行之间的相关性,但证明其因果关系是一个挑战。第二种方法甚至可能找不到相关性,但如果有,这种相关性更有可能是因果关系。哪种方法更好取决于第一种方法是否能有效地控制不可观察的个人异质性,以及第二种方法是否能在同一个人所经历的行人环境中找到足够的变化。大多数研究使用第一种方法,但在自我选择是否存在以及如果存在,是否会消除因果关系方面产生了不一致的结果。本文支持第二种方法,但认为现有的少数研究未能在其研究设计中充分捕捉行人环境的变化。然后,本文遵循基于行人的研究设计,提出了一种基于行人路径选择的新方法。通过比较同一行人在不同行人环境下对多条步行路径的偏好,本研究能够在控制个体异质性的同时,保留足够的行人环境差异性,属于准实验设计。它之所以能够做到这一点,是因为基于路径的测量足够敏感,可以捕捉到行人环境中的微小差异。更重要的是,路径选择不太可能与工作和住房位置选择相关,因此在很大程度上避免了自我选择问题。在实证分析中,本文以波士顿市中心地铁通勤者从车站到工作地点的出口路径选择为研究对象。结果证实了一种因果关系,并表明行人环境可以显著影响一个人的步行体验。由于人行道的便利设施,步行的感知效用变化平均在21%到31%之间。在波士顿市中心的几个街区,步行实际上被认为是一种积极的效用,而不是一种派生需求。还讨论了有关方法和研究结果的普遍性的方法学问题。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Causality vs. Correlation: Rethinking Research Design in the Case of Pedestrian Environments and Walking
This paper investigates the causal effect of pedestrian environments on walking behavior and focuses on the issue of research design. The paper differentiates between two types of research designs: treatment-based and traveler-based. The first approach emphasizes the variation of the treatment (pedestrian environments), and generally compares distinct neighborhoods, such as urban vs. suburban or transit-oriented vs. auto-dependent. The second approach emphasizes the homogeneity of subject (pedestrians), and aims at the same pedestrian under different environments normally due to home relocation, or the improvement of pedestrian environments. The first approach can easily identify a correlation between the pedestrian environment and walking, but proving it causal is a challenge. The second approach may not even find a correlation, but if it does, such a correlation is more likely to be causal. Which approach is better depends on whether the first approach can effectively control for the unobservable personal heterogeneity, and whether the second approach can find sufficient variation in the pedestrian environments experienced, arguably, by the same person. Most studies used the first approach but produced inconsistent results in terms of whether self-selection exists and if it does, whether it nullifies a causal relationship. This paper supports the second approach but argues that the few existing studies failed to capture sufficient variation of pedestrian environments in their research design. The paper then follows a traveler-based research design, and proposes a new method based on pedestrians’ path choice. By comparing the preference from the same pedestrian towards multiple walking paths with different pedestrian environments, this research is able to control the personal heterogeneity while still retain a sufficient variation in the pedestrian environments, thus represents a quasi-experimental design. It is able to do so because the path-based measure is sensitive enough to capture even minor differences in the pedestrian environment. More importantly, path choice is less likely to correlate with job and housing location choices, and therefore largely avoids the self-selection problem. In the empirical analysis, the paper targets subway commuters’ egress path choice from a station to their workplaces in downtown Boston. The results confirm a causal relationship and suggest that the pedestrian environment can significantly affect a person’s walking experience. The perceived utility change of walking, due to the sidewalk amenities, averages between 21 and 31 percent. In several street segments in downtown Boston, walking is actually perceived to have a positive utility instead of as a derived demand. Methodological issues regarding the method and generalizability of the findings are also discussed.
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