忠于行政机关:国家能力对地方横向问责制的影响

M. Ordonez
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引用次数: 1

摘要

文献表明,国家能力对民主具有强化作用。本文关注地方民主,并采用比较方法来评估官僚能力和可用性如何影响民主的一个关键组成部分——横向(或内部)问责制。与文献相比,本文认为,即使在民主政体中,国家能力也会阻碍通过普选产生的问责代理人。资金充足、高度专业化和可用的官僚机构可以使地方行政人员有足够的能力阻止问责机构(市议会)。当地方官僚机构缺乏这些特征时,高管们仍然可以通过交换理事会成员的支持来获得市政资源,从而影响横向问责制。当地方官僚机构能力很强但不能使用时,市政委员会更倾向于问责。在这些情况下,地方行政部门对议会成员的选举支持缺乏影响力,因此对他们对问责的处置也缺乏影响力。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Loyal to the Executive: The Effect of State Capacity on Local Horizontal Accountability
The literature suggests that state capacity has a reinforcing effect on democracy. This paper focuses on local democracy and draws on the comparative method to evaluate how bureaucratic capacity and usability can affect a critical component of democracy—horizontal (or intrastate) accountability. Contrasting with the literature, this paper argues that, even in democratic regimes, state capacity can discourage accountability agents that are elected through popular vote. Bureaucracies that are well funded, highly professionalized, and usable can give local executives an ample capacity to discourage accountability agents (municipal councils). When local bureaucracies lack these characteristics, executives can still manage to influence horizontal accountability by exchanging council members’ support for access to municipal resources. Municipal councils’ inclination towards accountability is greater when local bureaucracies are highly capable but not usable. In these cases, the local executive lacks influence on council members’ electoral support and, therefore, on their disposition for accountability.
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