监管根源:ICANN作为监管机构的角色和问责制

Emily A. Wilsdon
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摘要

互联网显然不是政府的自由区域。一个核心部分是ICANN——互联网名称与数字地址分配机构——该机构负责管理互联网的“根”(域名系统和互联网协议地址)。这是Internet架构的基本元素。没有它,我们真的会迷失方向。从某种意义上说,互联网的代码、协议和语言是规则——它们控制着系统的行为。ICANN是监管这种“监管”的监管机构。全球行政法的原则一旦根据具体情况进行适当修改,就可以提出最有效的改革。ICANN展示了公私混合监管机构的特征。权力由美国正式授权,但重要的是更广泛的社区(包括技术专家)接受ICANN的合法性。它以公司的形式成立,并在契约的基础上进行管理。然而,由于它作为一个非营利组织成立的方式,它(在法律上)被指控追求全球公共利益,本质上是一个垄断组织。制度设计从一开始就考虑到民主规范,并经过一系列改革。然而,历史上一直存在着被强大利益集团俘获的情况——尤其是由于问责赤字。为了有效地进行改革,ICANN应该注重透明度、给出理由和加强审核。然而,要想取得成功,需要所有州的大力支持,需要一个“企业家”型的委员会,该委员会具有专业知识、兴趣和对GAL理念的关注,需要真正的代表组成一个联盟,有效地推动改革。与直觉相反的是,由于非政府组织和其他机构被授权要求改革,对ICANN不负责任的批评造成的合法性危机可能会加强其设计中的民主规范的力量。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Regulating the Root: The Role of ICANN as Regulator, and Accountability
The Internet is emphatically not a government free zone. A central part is ICANN - the Internet Corporation for Assigned Names and Numbers - the institution which regulates the ‘root’ of the internet (the domain name system and internet protocol addresses). This a fundamental element of the architecture of the Internet. We would be, literally, lost without it. In a sense, the code of the Internet, its protocols and languages are regulation - they control how the system behaves. ICANN is the regulator who regulates that ‘regulation.’ Principles of global administrative law can, once suitably modified for the context, suggest the most effective reforms.ICANN displays features characteristic of a hybrid public-private regulator. Authority is formally delegated by the US, but importance is placed on the acceptance of ICANN as legitimate by the wider community (including technical experts). It is formed as a corporation, and regulates on a contractual basis. However, it is charged (legally) with pursuing the global public interest due to the way in which it was set up as a non-profit organization, and is essentially a monopoly. Institutional design has been approached from the start, and through successive reforms, with democratic norms in mind. However, there has historically been capture by powerful interests - due to the accountability deficit, in particular.In order to pursue reform effectively, ICANN should focus on transparency, giving reasons, and strengthened review. To be successful however, requires strong backing from all states and an 'entrepreneur' type Board with the expertise, interest, and focus on GAL ideas, and genuine representatives to form a coalition to push for reform effectively. Counter-intuitively, a crisis of legitimacy created by criticism that ICANN is unaccountable might strengthen the force of democratic norms in its design, as NGOs and others are empowered to demand reform.
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