从欧洲人权法院Al-Saadoon案看索林赴伊拉克时的管辖权、治外法权和规范冲突问题

Cornelia Janik, Thomas Kleinlein
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引用次数: 6

摘要

欧洲人权法院在其关于Al-Saadoon案件的受理决定中认为,联合王国对被英国部队逮捕并关押在伊拉克英国管理的军事监狱的申请人拥有管辖权。就在安全理事会各自的任务期限于2008年12月31日到期之前,申请人应伊拉克的请求被移交给伊拉克拘留,因此面临不公正审判后被判处死刑的风险。在这方面,本案类似于索林案,尽管申请人与索林不同,在被移交之前不是在英国领土上,而是在被占领的伊拉克领土上。这方面提出了伊拉克主权作为一种规范与英国人权义务相竞争的问题。作者追溯了欧洲人权法院关于《公约》域外适用的判例法,并从这个角度分析了英国的判决和欧洲人权法院在Al-Saadoon事件中的可受理性决定。此外,他们还考虑了《欧洲人权公约》在Soering和Al-Saadoon等案件中具有治外法权效力的理论后果,在这些案件中,缔约方违反了《公约》的保障,使其管辖范围内的人面临第三国给予与这些保障相违背的待遇的风险。最后,他们检验了联合王国提出的论点,即不移交申请人将侵犯伊拉克主权,并确立了欧洲人权法院和联合王国法院过去如何处理可能与《公约》相竞争的国际法规范的模式。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
When Soering Went to Iraq…: Problems of Jurisdiction, Extraterritorial Effect and Norm Conflicts in Light of the European Court of Human Rights’ Al-Saadoon Case
In its admissibility decision in the Al-Saadoon case the ECtHR held that the United Kingdom had jurisdiction over the applicants, who had been arrested by British forces and kept in a British-run military prison in Iraq. Just before the respective mandate of the Security Council expired on 31 December 2008, the applicants were transferred to Iraqi custody at Iraqi request and thereby exposed to the risk of an unfair trial followed by capital punishment. In this respect, the case resembles the Soering case, although the applicants were, unlike Soering, not on British territory but on occupied Iraqi soil before they were handed over. This aspect raises the question of Iraqi sovereignty as a norm competing with the UK's human rights obligations. The authors trace back the ECtHR's case law concerning the extraterritorial application of the Convention and analyse the UK judgments and the ECtHR's admissibility decision in the Al-Saadoon affair from this angle. Furthermore they consider the doctrinal consequences of the ECHR's extraterritorial effect in cases like Soering and Al-Saadoon , where contracting parties violate guarantees of the Convention by exposing a person within their jurisdiction to a risk of a treatment contrary to these guarantees by a third state. Finally, they test the argument brought forward by the UK that not transferring the applicants would have violated Iraqi sovereignty and establish patterns how the ECtHR and the UK Courts did cope in the past with international law norms potentially competing with the Convention.
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