联合国大会作为安全行为体:评估叙利亚调查机制

Anni Pues
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摘要

本文分析了联合国大会(UNGA)作为安全行为体的作用。2016年,联合国大会通过第71/2481号决议,设立了“协助调查和起诉应对2011年3月以来阿拉伯叙利亚共和国境内所犯国际法规定的最严重罪行负责者的国际、公正和独立机制”(IIIM),创造性地利用其权力加强国际刑事司法。虽然调查团或实况调查团本身对联合国系统来说并不新鲜,但第71/248号决议与之前的任何调查团在性质上都有所不同。国际监测机构是在未经叙利亚同意的情况下成立的,这对大会来说是历史性的第一次。这也是第一次由这样一个机构负责符合起诉标准的调查,作为证据储存库以及不同司法行为者之间的联系中心。联合国大会填补了联合国安理会在叙利亚问题上陷入僵局的空白。从那时起,调查机制就成为联合国系统新一代调查机制的蓝图。除了对《国际和平协定》的评价之外,本文认为,联合国大会在维护和平与安全方面的做法随着时间的推移发生了重大变化。联合国大会早期通过“团结一致谋和平”的做法,使其能够发挥与安理会平行的积极作用,但它未能声称自己有权建议采取有力的集体措施。这种做法后来演变为多种使用非强制措施,国际海事组织就是最近的一个例子。联合国大会通过非强制措施创造性地推动边界,有望为超越战争的和平与安全作出贡献。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The UN General Assembly as a Security Actor: Appraising the Investigative Mechanism for Syria
This article analyses the role of the United Nations General Assembly (UNGA) as a security actor. With the creation of the ‘International, Impartial and Independent Mechanism to Assist in the Investigation and Prosecution of Persons Responsible for the Most Serious Crimes under International Law Committed in the Syrian Arab Republic since March 2011’ (IIIM), through UNGA Resolution 71/2481 in 2016, the General Assembly creatively used its powers to strengthen international criminal justice. Although investigative or fact-finding missions itself are nothing new to the UN system, Resolution 71/248 is qualitatively different to any other mission before it. The IIIM was established without Syrian consent, which is a historic first for the General Assembly. It is also the first time that such a body is tasked with investigations that fulfil prosecution standards, that serves as an evidence repository as well as a connecting hub between different justice actors. The UN General Assembly filled a void where the UN Security Council found itself in a stalemate over Syria. The IIIM has since served as a blueprint for a new generation of investigative mechanisms that emerged in the UN system. Looking beyond the appraisal of the IIIM, the article argues that the UN General Assembly practice in maintaining peace and security has significantly evolved over time. The early UN General Assembly practice through Uniting for Peace allowed it to assert its proactive role in parallel to the Security Council, yet it failed in its claim of authority to recommend forceful, collective measures. The practice subsequently evolved towards the diverse use of non-forceful measures, of which the IIIM provides a recent example. Creative boundary pushing in the UNGA through non-forcible measures will hopefully contribute to peace and security beyond war.
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