财富、联邦和机会宪法

Joseph Fishkin, William E. Forbath
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引用次数: 2

摘要

我们生活在一个对经济机会有着深刻而合理的焦虑的时代。面临贫困的美国人越来越多,中产阶级谋生的机会越来越少,经济影响力越来越集中在顶层,其程度令人想起上一个镀金时代。对于整个19世纪和20世纪初的改革者来说,这样的经济环境不仅构成了经济、社会或政治问题,而且构成了宪法问题。这些改革者明白,一个拥有“有钱的贵族”或“统治阶级”的社会是寡头政治,而不是共和国。这种理解根植于一种我们基本上已经忘记的宪法话语——这篇文章建议我们应该重新提起。从共和国成立之初一直到新政,美国人清楚地认识到,宪法的保障与我们的经济生活结构是密不可分的。这种理解是一个强大的宪法话语的基础,今天,除了重要但有限的例外,这个话语处于休眠状态:宪法政治经济学的话语。从建国时代到19世纪和20世纪初,一种强有力的争论传统在这个传统中响起:如果没有(A)对寡头政治的宪法限制,以及(b)维持一个广泛的中产阶级的政治经济,我们就无法保持我们的宪政民主——我们的“共和形式的政府”。这是我们所说的机会民主传统的两个核心部分。今天,当我们谈到“机会均等”和《宪法》时,我们通常会想到一个不同的概念,一个今天更被视为宪法的概念:包容的概念。这个概念起源于重建时期,并激发了一些论点,即宪法要求我们在平等的条件下包容那些以前因种族和性别等原因而被排除在重要机会之外的人。这是我们所理解的机会民主传统的第三个方面。这篇即将发表在NOMOS杂志上的文章,讲述了机会民主传统的故事,以及它的三个原则之间的关系——这些关系令人担忧,往往是悲情的。一代又一代拥护机会民主传统的前两个原则的白人男性拒绝将妇女和其他种族的人包括在内。后来,包容原则在20世纪中期取得的伟大胜利——民权革命、伟大社会——在很大程度上与机会民主传统脱节。这是出于另一个原因:民权革命和伟大社会是在一个前所未有的广泛共享繁荣的时刻展开的;看来,剩下要做的就是向美国黑人、妇女和其他被排斥的“少数族裔”开放这个国家丰富的中产阶级机会。因此,标志着包容思想的重生和最伟大胜利的那一刻也标志着机会民主传统的消失,而机会民主传统是它的一部分,更广泛地说,是任何不以司法为中心的宪政的消失,这种消失的后果是深远的。在这篇文章和一个更大的图书项目中,我们的目标是恢复不平等和机会不平等、寡头政治和贵族政治具有宪法维度的观点。最后,我们认为,机会民主传统只有在它的三股相互交织的情况下才能成功。在这里,我们开始概述复兴的机会民主传统,以及复兴的宪政政治经济学话语,如何在法院内外产生影响。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Wealth, Commonwealth, & the Constitution of Opportunity
We live in a time of profound and justified anxiety about economic opportunity. The number of Americans facing poverty is growing, opportunities for middle-class livelihoods are shrinking, and economic clout is becoming concentrated at the top to a degree that recalls the last Gilded Age. For reformers throughout the nineteenth and early twentieth centuries, economic circumstances like these posed not just an economic, social, or political problem but a constitutional one. A society with a “moneyed aristocracy” or a “ruling class,” these reformers understood, was an oligarchy, not a republic. This understanding was rooted in a constitutional discourse we have largely forgotten — one that this essay suggests we ought to reclaim. From the beginning of the Republic through roughly the New Deal, Americans vividly understood that the guarantees of the Constitution are intertwined with the structure of our economic life. This understanding was the foundation of a powerful constitutional discourse that today, with important but limited exceptions, lies dormant: a discourse of constitutional political economy. A powerful tradition of arguments, from the founding era through the nineteenth and early twentieth centuries, sounded in this tradition: arguments that we cannot keep our constitutional democracy — our “republican form of government” — without (a) constitutional restraints against oligarchy, and (b) a political economy that maintains a broad middle class, accessible to everyone. These are two of the central strands of what we call the democracy of opportunity tradition.Today, when we speak of “equal opportunity” and the Constitution, we usually think of a different idea, one more recognizable today as constitutional law: the idea of inclusion, which has its roots in Reconstruction and animates arguments that the Constitution requires us to include, on equal terms, those who have previously been excluded from important opportunities on grounds such as race and sex. This is the third strand of the democracy of opportunity tradition as we understand it.This essay, forthcoming in the journal NOMOS, tells the story of the democracy of opportunity tradition and the relations among its three principles--which have been fraught and often tragic. Generation after generation of white male champions of the first two principles of the democracy of opportunity tradition refused to include women and racial others. Later, the great triumphs of the principle of inclusion in the mid-twentieth century — the Civil Rights Revolution, the Great Society — were largely disconnected from the democracy of opportunity tradition. This was for a different reason: The Civil Rights Revolution and Great Society unfolded in an unprecedented moment of broadly shared prosperity; what remained to be done, it seemed, was to open the nation’s abundant middle-class opportunities to black America, women and other excluded “minorities.” Thus, the moment that marked the rebirth and greatest triumphs of the idea of inclusion also signaled the eclipse of the democracy of opportunity tradition of which it had been a part, and more generally of any constitutionalism not centered on the judiciary — an eclipse whose consequences have been far-reaching. In this essay and in a larger book project, we aim to recover the idea that inequality and unequal opportunity, oligarchy and aristocracy, have a constitutional dimension. In the end, we argue that the democracy of opportunity tradition can only succeed with its three strands intertwined. Here, we begin to sketch how a revived democracy of opportunity tradition, and a revived discourse of constitutional political economy, might matter both inside and outside the courts.
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