司法比较主义与司法外交

David S. Law
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引用次数: 38

摘要

按照全球标准,美国最高法院在许多方面都是不同寻常的,但其最显著的特点之一是不愿进行比较宪法分析。关于法院是否以及以何种方式利用外国宪法判例的规范性问题,已经讨论了很多。然而,学者们很少提出一个潜在的经验问题,即为什么一些宪法法院比其他宪法法院更多地使用外国法。为了查明法院进行比较主义的原因,对东亚地区的4个主要法院——日本大法院、韩国宪法法院、台湾宪法法院、香港终审法院进行了幕后调查。这项调查的结果突出了制度和资源限制在塑造司法行为方面的关键作用,但也对宪法法院的作用和功能的传统观念提出了意想不到的挑战。对众多法官、书记员和高级行政人员的采访表明,相互加强的结构性因素的结合为比较主义的繁荣创造了必要的条件。第一个因素是制度能力。一个法院如果缺乏学习外国法的制度性机制,比如聘请具有外国法律专业知识的法律助理或聘请专门研究外国法的研究人员,就不太可能偶尔使用外国法。第二个因素是法律教育的支持体系。即使是最复杂的促进比较主义的体制机制也不太可能有效,除非它有一个法律教育系统的支持,这个系统能培养出足够数量的对比较主义既有天赋又有兴趣的律师。对法院从事比较主义的原因的考察也揭示了司法外交的一个隐藏的潜在现象。与文本主义或原旨主义等其他司法实践不同,比较主义不仅仅是法官履行法律和审判职能的一种手段;它也可以是一种外交活动。当宪法法院表现出对外国法律的掌握或接待外国法官时,它们的目标可能不仅仅是,甚至主要是撰写更有力的意见或赢得国内听众的支持。它们也可能相互争夺国际影响力或追求外交政策目标,例如促进其他国家的法治和司法独立。司法外交的概念有助于解释为什么宪法法院从事一些与裁决行为只有微弱关系的做法。虽然美国最高法院很少实行宪法比较主义,但它是其他形式司法外交的积极实践者。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Judicial Comparativism and Judicial Diplomacy
By global standards, the U.S. Supreme Court is unusual in a number of respects, but one of its most distinctive characteristics is its reluctance to engage in comparative constitutional analysis. Much has been said on the normative question of whether and in what ways the Court ought to make use of foreign constitutional jurisprudence. Rarely, however, do scholars broach the underlying empirical question of why some constitutional courts make greater use of foreign law than others. To identify the reasons for which courts engage in comparativism, a behind-the-scenes investigation was conducted of four leading courts in East Asia – the Japanese Supreme Court, the Korean Constitutional Court, the Taiwanese Constitutional Court, and the Hong Kong Court of Final Appeal. The results of this investigation highlight the crucial role of institutional and resource constraints in shaping judicial behavior but also pose an unexpected challenge to traditional conceptions of the role and function of constitutional courts. Evidence from interviews conducted with numerous justices, clerks, and senior administrators suggests that a combination of mutually reinforcing structural factors create the conditions necessary for comparativism to thrive. The first factor is institutional capacity. A court that lacks any institutional mechanisms for learning about foreign law, such as the recruitment of law clerks with foreign legal expertise or the use of researchers who specialize in foreign law, is unlikely to make more than sporadic use of foreign law. The second factor is a supportive system of legal education. Even the most elaborate of institutional mechanisms for facilitating comparativism is unlikely to be effective unless it is backed by a system of legal education that produces an adequate supply of lawyers with both an aptitude and appetite for comparativism. Investigation of the reasons for which courts engage in comparativism also reveals a hidden underlying phenomenon of judicial diplomacy. Unlike other judicial practices such as textualism or originalism, comparativism is not merely a means by which judges perform legal and adjudicative functions; it can also be a form of diplomatic activity. When constitutional courts demonstrate mastery of foreign law or host foreign judges, their goals may not consist exclusively, or even primarily, of writing stronger opinions or winning over domestic audiences. They may also be competing with one another for international influence or pursuing foreign policy objectives, such as promotion of the rule of law and judicial independence in other countries. The concept of judicial diplomacy helps to explain why constitutional courts engage in a number of practices that are only tenuously related to the act of adjudication. Although the U.S. Supreme Court rarely practices constitutional comparativism, it is an active practitioner of judicial diplomacy in other forms.
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