盲目公正:在收费决策中算法掩盖竞争

Alex Chohlas-Wood, Joe Nudell, Zhiyuan Jerry Lin, Julian Nyarko, Sharad Goel
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引用次数: 14

摘要

检察官决定起诉或驳回刑事案件是一个特别高风险的选择。然而,令人关切的是,这些判决可能像刑事司法系统中的许多其他这类行动一样,受到明显或隐含的种族偏见的影响。为了减少收费决策中的潜在偏见,我们设计了一个系统,该系统通过算法从自由文本案例叙述中编辑与种族相关的信息。我们首次在美国一个大型地区检察官办公室部署了这个系统,以帮助检察官做出种族模糊的指控决定,该系统被用于审查许多即将到来的重罪案件。我们报告了我们帮助公平决策的工具的设计、功效和影响。我们证明,我们的编校算法能够准确地模糊种族相关信息,使人类审查员难以猜测嫌疑人的种族,同时保留案件叙述中的其他信息。在我们研究的司法管辖区,即使在我们的干预措施部署之前,我们也没有发现在收费决定中存在差别待遇的证据。因此,正如预期的那样,我们的工具并没有实质性地改变收费费率。尽管如此,我们的研究证明了种族模糊收费的可行性,并且更普遍地强调了算法在促进刑事司法系统公平决策方面的前景。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Blind Justice: Algorithmically Masking Race in Charging Decisions
A prosecutor's decision to charge or dismiss a criminal case is a particularly high-stakes choice. There is concern, however, that these judgements may suffer from explicit or implicit racial bias, as with many other such actions in the criminal justice system. To reduce potential bias in charging decisions, we designed a system that algorithmically redacts race-related information from free-text case narratives. In a first-of-its-kind initiative, we deployed this system at a large American district attorney's office to help prosecutors make race-obscured charging decisions, where it was used to review many incoming felony cases. We report on both the design, efficacy, and impact of our tool for aiding equitable decision-making. We demonstrate that our redaction algorithm is able to accurately obscure race-related information, making it difficult for a human reviewer to guess the race of a suspect while preserving other information from the case narrative. In the jurisdiction we study, we found little evidence of disparate treatment in charging decisions even prior to deployment of our intervention. Thus, as expected, our tool did not substantially alter charging rates. Nevertheless, our study demonstrates the feasibility of race-obscured charging, and more generally highlights the promise of algorithms to bolster equitable decision-making in the criminal justice system.
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