为金融机构制定统一的程序,以防止洗钱和资助恐怖主义

S. Kalinina
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引用次数: 0

摘要

金融监测系统正在发生的变化证实了这一主题的相关性:旨在打击洗钱和资助恐怖主义的监督机构的金融监测程序范围的扩大,国际和欧洲的专门要求的产生,导致爱沙尼亚共和国和国际一级在这一领域公共关系的法律规定发生变化。考虑到这些变化,金融机构将面临重大的法律风险。本课题的目的在于完善金融机构风险管理体系,在反洗钱和打击恐怖主义融资领域。本研究的理论和方法基础是爱沙尼亚和俄罗斯不同作者的研究工作中所载的关于反洗钱和打击资助恐怖主义风险管理问题的规定和结论;并对反洗钱和反恐怖融资法律行为进行了分析,提出了对金融机构防范洗钱和反恐怖融资的主要建议。笔者分析了因违反洗钱罪而影响牌照撤销的原因。任务的性质及其解决方案的系统方法决定了在研究中使用以下研究方法:分析与综合,分组与分类,科学概括,专家评估和图形分析。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
DEVELOPMENT OF UNIFIED PROCEDURES FOR FINANCIAL INSTITUTIONS IN ORDER TO PREVENT MONEY LAUNDERING AND TERRORISM FINANCING
The relevance of the topic is confirmed by the changes taking place in the financial monitoring system: the expansion of the financial monitoring range of procedures complication´s supervisory bodies aimed at countering money laundering and financing of terrorism, the creation of specialized international and European requirements, which causes changes in the legal regulation of public relations in this area, both at the level of the Estonian Republic, and at international level. Taking into account these changes, financial institutions are a subject to significant legal risks. The purpose of this topic is to improve the financial institution risk management system, in the field of anti-money laundering and countering financing of terrorism. The theoretical and methodological basis of the study are the provisions and conclusions regarding anti-money laundering and countering financing of terrorism risk management issues contained in the research works of different Estonian and Russian authors; as well as the author analysed anti money laundering and counter terrorism financing legal acts and revealed the main recommendations to financial institutions for preventing money laundering and terrorism financing.  The author analyses reasons, which affect licenses withdrawal due to breach of money laundering. The nature of the tasks and the system approach to their solution determined the use of the following research methods in the research: analysis and synthesis, grouping and classification, scientific generalization, expert assessments and graphical analysis.
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