强迫商业言论和第一修正案

Martin H. Redish
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引用次数: 2

摘要

自1976年首次将第一修正案的保护范围扩大到商业言论以来,最高法院在许多判决中花了很多篇幅来确定这种保护的轮廓和范围。然而,最高法院将其绝大部分注意力集中在确定第一修正案对政府压制商业言论的限制范围上。最高法院很少考虑第一修正案对强迫商业言论的限制(如果有的话)是否符合宪法,而且当它这样做的时候,它经常以令人困惑和看似不一致的方式写作。事实就是如此,尽管最高法院雄辩地指出,有必要在非商业表达的情况下保护言论免受强迫。这条的目的是解决强迫商业言论的问题,以确定在什么情况下,政府强迫一个商业发言人发表他不希望发表的言论在宪法上是不合适的。在对试图通过禁止强迫非商业言论来避免的宪法和民主病态进行逆向工程之后,本条确定,许多这些病态同样适用于强迫商业言论,因此,作为一般事项,第一修正案应被解释为防止强迫商业言论。然而,这并不意味着政府不存在强迫商业言论的情况。为了形成合适的理论和理论框架,本文建立了限定语和不限定语制度。最初,政府必须满足两个限定条件中的至少一个,以改变宪法的默认立场,即政府不得干涉私人说话者和私人听众之间的交流。政府必须使用强迫言论,要么(1)保护公众健康或安全,要么(2)保护消费者免受因故意或鲁莽的欺诈性陈述而造成的经济损害。然而,即使政府满足这些限制条件之一,如果它触发了两个限制条件之一,那么强制言论仍然是违宪的:(1)要求商业说话者传达的事实或科学陈述受到该说话者的合理质疑,或者(2)强制言论有效地(尽管间接地)干扰了商业说话者向消费者传达自己信息的能力。如果存在上述任何一种不合格条件,则强制言论引发了一种或多种潜在的宪法或民主病态,这些病态是通过将第一修正案的保护范围扩大到强制表达来避免的。最后,本文考虑了第一修正案的保护延伸到强迫商业和非商业言论的程度应被视为可替代。它的结论是,至少在抽象上,它们应该被这样看待。然而,它承认,在适用中,与被迫的非商业言论相比,可能有更多的情况下,被迫的商业言论将通过修饰语的应用而得到证明。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Compelled Commercial Speech and the First Amendment
Since initially extending First Amendment protection to commercial speech in 1976, the Supreme Court has devoted many pages in many decisions to determining the contours and scope of this protection. The Court has devoted the overwhelming portion of its attention, however, to determining the scope of First Amendment limitations on government suppression of commercial speech. Only rarely has the Court considered the constitutionality of First Amendment restrictions, if any, on compelled commercial speech, and when it has done so it has often written in confusing and seemingly inconsistent ways. This is so, even though the Court has spoken eloquently of the need to protect against compelled speech in the context of non-commercial expression. The purpose of this Article is to tackle the issue of compelled commercial speech head on, in order to determine under what circumstances it is constitutionally inappropriate for government to compel a commercial speaker to make statements the speaker does not wish to make. After reverse engineering the constitutional and democratic pathologies sought to be avoided by the prohibition on compelled non-commercial speech, this Article determines that many of those pathologies apply with equal force to compelled commercial speech, and therefore the First Amendment should, as a general matter, be construed to protect against compelled commercial speech. This does not mean that no circumstances exist in which government may compel commercial speech, however. In order to shape the proper theoretical and doctrinal framework, this Article establishes a system of qualifiers and disqualifiers. Initially, government must satisfy at least one of the two qualifiers in order to shift the constitutional default position that government may not interfere with communications between private speaker and private listener. Government must be using compelled speech either to (1) protect public health or safety, or (2) protect the consumer from economic harm due to intentionally or recklessly fraudulent statements. Even if the government satisfies one of those qualifiers, however, compelled speech will nevertheless be unconstitutional if it triggers one of the two disqualifiers: (1) the factual or scientific statements required to be conveyed by the commercial speaker are reasonably disputed by that speaker, or (2) the compelled speech effectively, albeit indirectly, interferes with the commercial speaker’s ability to convey its own message to the consumer. If either of these disqualifiers is present, the compelled speech triggers one or more of the underlying constitutional or democratic pathologies sought to be avoided by the extension of First Amendment protection to compelled expression. Finally, this Article considers the extent to which the First Amendment protection extended to compelled commercial and non-commercial speech should be deemed fungible. It concludes that at least in the abstract, they should be so viewed. However, it recognizes that in application, there are likely to be more instances where compelled commercial speech will be justified by application of the qualifiers than compelled non-commercial speech.
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