欧盟和北约东扩难题

Ivan Katchanovski
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摘要

欧盟(EU)和北大西洋公约组织(NATO)的扩大是主要的难题。虽然许多后共产主义国家,如波兰、捷克共和国、罗马尼亚、保加利亚、波斯尼亚、阿尔巴尼亚和波罗的海国家,被授予了这些组织的成员资格或有望成为这些组织的成员,但一些位于欧洲的后共产主义国家,如俄罗斯、白俄罗斯、摩尔多瓦和阿塞拜疆,即使它们符合加入欧盟和北约的官方标准,也没有获得加入这些组织的希望。一些国家,如乌克兰和格鲁吉亚,被正式承认为北约的潜在成员,但不是欧盟的成员。问题是,哪些因素导致欧洲后共产主义国家在加入欧盟和北约方面存在如此显著的差异。先前的研究解释了某些后共产主义国家被排除在外的原因,因为它们未能满足正式和非正式的欧盟成员国标准,如自由民主、欧洲的位置和身份、西方基督教宗教传统、高水平的经济发展、相对较小的人口规模、潜在成员国和最有影响力的现有成员国的民众和政府支持。同样,加入北约的研究也强调民主、和平解决内部种族冲突或领土争端以及符合北约军事标准的能力等标准。本文采用比较和多元回归分析来确定哪些因素影响了25个欧洲后共产主义国家的欧盟和北约成员资格。欧盟加入指数和北约加入指数来源于每个国家作为成员国、候选国、潜在候选国和非成员国/非潜在候选国的地位。分析了民主水平、经济发展水平、宗教、后苏联地区、人口规模、暴力冲突、公众对加入欧盟或北约的支持等因素。研究表明,民主水平和经济发展水平对加入欧盟有积极影响,而后苏联国家对加入欧盟有消极影响。同样,民主水平对加入北约有积极影响,而当所有其他因素保持不变时,后苏联国家加入北约的可能性为负。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
EU and NATO Enlargement Puzzles
Enlargements of the European Union (EU) and the North Atlantic Treaty Organization (NATO) present major puzzles. While many post-communist countries, such as Poland, the Czech Republic, Romania, Bulgaria, Bosnia, Albania, and the Baltic States, were granted a membership or a prospect of membership in these organizations, a number of post-communist countries located in Europe, such as Russia, Belarus, Moldova, and Azerbaijan, were not offered prospects of membership even when they would satisfy official criteria for joining the EU and NATO. Some countries, such as Ukraine and Georgia, were officially recognized as potential members of NATO but not the European Union. The question is which factors account for such significant variation in the accession to the EU and NATO among European post-communist countries. Previous studies explained the exclusion of certain post-communist countries by their failure to meet such formal and informal EU membership criteria as liberal democracy, European location and identity, Western Christian religious tradition, high level of economic development, relatively small population size, and popular and government support in prospective members and most influential existing members. Similarly, NATO accession studies emphasized such criteria as democracy, peaceful resolution of internal ethnic conflicts or territorial disputes, and ability to meet NATO military standards. This paper uses comparative and multiple regression analysis to determine which factors affect the European Union and NATO membership of 25 European post-communist countries. The EU accession index and the NATO accession index are derived from the status of each country as a member, as a candidate, as a potential candidate, and as a non-member/not a potential candidate. Such factors, as the level of democracy, the economic level of development, religion, post-Soviet region, population size, violent conflicts, and public support for EU or NATO membership, are analyzed. The study shows that the level of democracy and the economic development level have positive effects on the EU accession, while being a post-Soviet country has a negative effect. Similarly, the level of democracy positively affects the NATO accession, while post-Soviet states have negative likelihood of admission into NATO when all other factors are held constant.
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