第五修正案:政府雇主询问公职人员时的披露义务

L. Niehaus
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引用次数: 0

摘要

根据既定的《第五修正案》原则,如果政府雇主以纪律处分或失业为由对雇员进行审讯,在审讯期间获得的任何陈述都不得在随后的诉讼中用于对雇员不利,而且根据宪法规定,政府雇主不得因雇员未放弃这种豁免权利而对其进行纪律处分或解雇。然而,在政府雇主是否有义务在审讯前通知公职人员这些权利和豁免的问题上,法院存在分歧。一组巡回法院采用"不肯定投标"办法,即拒绝通知要求,并在公职人员被迫放弃豁免权利并回答有关纪律处分处罚或失业的可能有罪的问题时自动赋予豁免。第二组巡回法院采用“告知义务”的方法,要求政府雇主通知雇员他们在第五修正案下的权利和豁免,以及他们可能做出的任何决定的后果。本文认为法院应采取“告知义务”的方式,理由有四。首先,这种做法消除了公职人员试图行使其宪法特权而不自证其罪并在不知不觉中使自己受到纪律约束的可能性。其次,它消除了政府利用其权力地位操纵或剥削公共雇员的可能性。第三,与给予雇员的保护相比,强加给政府的责任本来就很低。第四,它通过激励员工诚实来促进政府在事实调查过程中。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Fifth Amendment Disclosure Obligations of Government Employers when Interrogating Public Employees
Under established Fifth Amendment principles, if a government employer interrogates an employee on penalty of discipline or job loss, none of the statements obtained during that interrogation may be used against the employee in subsequent proceedings, and the government employer cannot constitutionally discipline or fire the employee for failure to waive this right to immunity. Courts are divided, however, on the issue of whether a government employer has a duty to give public employees notice of these rights and immunities prior to interrogation. One group of circuits adopts the "no affirmative tender" approach, which rejects a notice requirement and automatically attaches immunity when public employees are compelled to waive their right to immunity and answer potentially incriminating questions on penalty of disciplinary action or job loss. A second group of circuits adopts the "duty to advise" approach, which requires government employers to give employees notice of their rights and immunities under the Fifth Amendment, as well as the consequences to any decisions they may make. This article argues that courts should adopt the "duty to advise" approach, for four reasons. First, this approach eliminates the potential for public employees to attempt to exercise their constitutional privilege against self-incrimination and unknowingly subject themselves to discipline. Second, it eliminates the potential that the government will use its position of power to manipulate or exploit public employees. Third, the duty imposed on the government in comparison to the protection afforded to the employees would be inherently low. Fourth, it facilitates the government in the process of fact-finding by giving the employees an incentive for honesty.
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