进步民主的规范架构

B. Emerson
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摘要

本章在前几章介绍的知识和制度历史的基础上,发展了进步民主的规范模型。进步主义理论弥补了现有的基于效率、宪法价值或共和政治理论的行政合法性论证中的缺陷。与这些理论不同,进步主义在监管法的目的和结构之间建立了内在的联系。其目的是通过法律促进个人自由。监管法律的结构保证了这些规范产生于人们自己的自我理解。进步主义与协商民主理论一致,但侧重于对政策后果的事后审议,而不仅仅是事前辩护。这种民主理论需要一个反复的过程,在这个过程中,抽象的规范在法律中得到表达,然后在参与和理性的行政过程中得到具体规定。美国在《行政程序法》(Administrative Procedure Act)的“通知-评论”(notify -and-comment)规则制定条款中,对这一程序有一个简化版。但今天,这一过程过于技术性和扭曲,有利于组织良好和强大的利益集团。因此,必须深化包容和平等参与的机会。与此同时,管理人员必须明白,他们有责任促进受其决定影响的人的平等自由。对行政行为的司法审查阻碍了这种自我理解,因为它侧重于技术官僚和工具推理。与此同时,越来越多的权力投入到总统身上,可能会以个人意志的武断主张破坏审议。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The Normative Architecture of Progressive Democracy
This chapter develops a normative model of Progressive democracy on the basis of the intellectual and institutional history presented in the previous chapters. The Progressive theory remedies deficiencies in existing arguments for administrative legitimacy—those based on efficiency, constitutional values, or republican political theory. Unlike these theories, Progressivism draws an intrinsic connection between the purpose and the structure of regulatory law. Its purpose is to promote individual freedom through law. The structure of regulatory law ensures that such norms arise from the people’s own self-understandings. Progressivism aligns with deliberative democratic theory, but focuses on ex post deliberation about the consequences of policies, rather than solely on ex ante justification. This democratic theory requires an iterative process where abstract norms are expressed in law and then specified in a participatory and rational administrative process. The United States has a thin version of such a process in the Administrative Procedure Act’s “notice-and-comment” rule-making provisions. But today this process is too technocratic and distorted in favor of well organized and powerful interests. Opportunities for inclusive and egalitarian participation must therefore be deepened. At the same time, administrators must understand that they have an official duty to further the equal freedom of the persons their decisions affect. Judicial review of administrative action impedes such a self-understanding because it focuses on technocratic and instrumental reasoning. At the same time, the increasing investment of power in the president threatens to undermine deliberation with arbitrary assertions of personal will.
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