国会的整体问题是:立法过程中专业知识的危险下降

R. Barkow
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引用次数: 0

摘要

目的:记录美国国会对专业知识的尊重程度下降,考虑到立法过程的批发性质,对政策制定的影响,以及解释立法过程中专业知识下降的一些可能方法。方法:辩证的方法来认识社会现象,允许在客观和主观因素的总体背景下分析它们的历史发展和功能,这预先确定了以下研究方法:形式逻辑和社会学。结果:对于任何人来说,美国国会已经成为一个党派斗争的战场,几乎没有努力推动对美国人有效的政策,这并不奇怪。尽管美国国会一直从政党政治的角度看待政策问题,但无党派专家在立法过程中的作用处于历史最低水平。对专家的不尊重在整个社会都在增长,但专家使用的减少在美国国会尤其令人不安,因为它加剧了立法程序固有的缺陷。美国国会通过的是具有普遍适用性的法律,而不是对法律的具体适用作出判断。美国国会是否能很好地制定这些总体政策,取决于它采用的制定程序。有时候,美国国会在采取行动之前,会收集一个问题不同方面的相关事实和论点,尽管这种情况越来越罕见。更常见的是,立法者在起草立法时脑子里有特定的异常问题或原型,如果没有一个专家的事实调查过程来研究一项提案,认知偏见可能会不受控制。科学新颖性:第一部分详细介绍了无党派专家长期以来在立法过程中所扮演的角色,并记录了专家在美国国会中失宠的各种方式。第二部分解释了为什么专家参与立法的减少尤其令人不安,因为美国国会是一个制定大规模政策的机构,很少有关于其政策如何应用于现实世界的个性化反馈。然后,第三部分转向了这个问题,如果有的话,可以或应该做些什么。尽管从理论上讲,美国国会可以改变方向,但这似乎不太可能。纵观历史,美国国会在担心总统越权时,一直关心无党派的专业知识。但在政党主导政治格局的情况下,美国国会不太可能足够关心自己相对于行政部门的制度地位。因此,在缺乏立法改革的情况下,第三部分审议了立法过程中专门知识减少的另外两个影响。第一,立法机构内部专门知识的减少使利用行政机构提供这种指导变得更加重要。具有讽刺意味的是,在最迫切需要授权的时候,美国最高法院可能正在玩弄非授权原则的复兴。其次,法院和其他解释成文法的机构可以考虑成文法含义与美国国会与无党派专家的磋商之间的关系,以帮助解决成文法的模糊性。现实意义:文章的主要条款和结论可以用于科学、教学和执法活动中,在考虑与美国国会运作有关的问题时。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
The wholesale problem with Congress: the dangerous decline of expertise in the legislative process
Objective: to document the declining respect for expertise in the US Congress, the implications for policymaking given the wholesale nature of the legislative process, and some possible ways to account for the decline of expertise in the legislative process.Methods: dialectical approach to cognition of social phenomena, allowing to analyze them in historical development and functioning in the context of the totality of objective and subjective factors, which predetermined the following research methods: formal-logical and sociological.Results: It is no surprise to anyone that the US Congress has become a hyperpartisan battleground where little effort is expended to promote policies that work for Americans. While the US Congress has always viewed policy issues through the lens of party politics, the role of nonpartisan expertise in the legislative process is at an all-time low. The disrespect for experts is growing across society, but the decline in their use is particularly troubling in the US Congress because it exacerbates deficiencies that are inherent to the legislative process. The US Congress passes laws of general applicability and does not sit in judgment of specific applications of the law. Whether the US Congress does a good job setting those general policies depends on the process it uses for doing so. Sometimes, though increasingly rarely, the US Congress gathers the relevant facts and arguments about different aspects of a problem before acting. More often, legislators have specific outlier problems or prototypes in mind when they draft legislation, and if there is not an expert fact-finding process in place to study a proposal, cognitive biases may go unchecked.Scientific novelty: Part I details the role nonpartisan experts have played in the legislative process over time and documents the various ways that experts have fallen out of favor in the US Congress. Part II explains why this decline of expert involvement in legislation is particularly troubling given the way the US Congress operates as a body making wholesale policy with little individualized feedback on how its policies are applying to real-world scenarios. Part III then turns to the question of what, if anything, could or should be done about it. While the US Congress could, in theory, shift course, that seems unlikely. Throughout its history, the US Congress has cared about nonpartisan expertise when it worried about presidential overreach. But with parties dominating the political landscape, there is little likelihood that the US Congress will care enough about its institutional position relative to the executive. In the absence of legislative reform, Part III therefore considers two additional implications of the decline of expertise in the legislative process. First, the decline of internal expertise in the legislative body places greater weight on the use of administrative agencies to provide that guidance. Ironically, the US Supreme Court may be toying with a revitalization of the nondelegation doctrine at the precise moment that delegation is most urgently needed. Second, courts and other bodies that interpret statutes could consider the relationship between statutory meaning and the US Congress’s consultation with nonpartisan experts to help address statutory ambiguities.Practical significance: the main provisions and conclusions of the article can be used in scientific, pedagogical and law enforcement activities when considering the issues related to the functioning of the US Congress.
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