是时候理性地理解俄罗斯了吗?宪法裁判的适宜性检验

A. Dolzhikov
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引用次数: 1

摘要

笔者对适宜性检验在宪法裁判中的应用进行了探讨。然后,他提出了一个论点,即相对于合理性和合理性这两个本质上的哲学范畴,比例原则的这一侧重点在立法司法审查中具有实践价值。政治制度必须满足协商民主的最低标准,法院才能使用理性原则。这些标准包括:承认意识形态的多样性,政党和其他团体之间的真正竞争,对社会讨论的严肃态度等等。即使在民主传统悠久的国家,高等法院在审查成文法的合理性时也通常采用自我约束的方法。在非自由主义和民粹主义政权中,由于公共话语的统一和对民主制度的模仿,对多数决定合理性的挑战可能是危险的。关于立法荒谬性的论述在俄罗斯联邦宪法法院判例法中是比较少见的。这可以从宪法法官的反对意见中找到。鉴于最近立法禁止发表这些意见,推理与谬论对俄罗斯的宪法裁判具有相当的理论意义。此外,对立法合理性的批评现在可能给俄罗斯宪法法院与议会和其他“政治”部门的艰难对话造成更多障碍。除了批判性地审查宪法裁决中议会决定的不合理性外,另一种选择是借用经济学方法和立法的某些原则。笔者对立法手段实现公共目标的能力的司法审查提出了这些原则的实用性论证。适宜性具有经验性,要求法规具有科学的有效性。监管措施的选择应以证据为基础,并以研究成果为基础。通常,宪法法官对复杂的社会经济政策问题没有专门的知识。通常情况下,缺乏这种专门知识意味着服从议会和行政部门的事实调查,这预先决定了规范性的决定。在宪法法官具有必要的专门知识或实际背景的领域,可以加强对立法是否适当的审查。宪法法庭承认代表机构在预测社会、经济和其他后果方面具有广泛的自由裁量权。否则,法官对监管政策目标设定的干预是不可避免的。由于未来监管决策的目标,预测可能是不准确的,甚至是错误的。宪法裁决中对立法预测的二次猜测是一般规则的例外。这可能是由于新发现的情况,社会发生的变化或科学的进步。在立法中实施规制影响评价不是取代比例原则的司法审查,而是对比例原则的补充。宪法裁判中的一致性检验与法律确定性原则密切相关,法律确定性原则反过来又排除了立法措施与公共目的的不一致和矛盾。一致性方法要求议会成员在执行立法意图时具有逻辑性。否则,公民对政府政策的合理期望就会受到损害。适宜性检验在歧视案件中具有应用意义。如果不平等待遇影响到真正脆弱的社会群体的基本权利,宪法法官可以加大对不合理法律的司法审查力度。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Is it time to understand Russia rationally? Test of suitability in constitutional adjudication
The author discusses the application of the suitability test in constitutional adjudication. Then he puts forward a thesis that in comparison with the essentially philosophical categories of reasonableness and rationality, this prong of proportionality principle has practical value in judicial review of legislation. The political system has to meet the minimum standards of a deliberative democracy in order courts could use the doctrine of rationality. Among such standards are: recognition of the diversity of ideologies, real competition between political parties and other groups, a serious attitude towards discussion in society, etc. High courts, even in countries with long democratic traditions, usually use the self-restraint technique in reviewing the reasonableness of statutes. In illiberal and populist regimes, due to the unification of public discourse and the imitation of democratic institutions, the challenging of reasonableness of majority decisions can be dangerous. The argument on absurdity of legislation is relatively rare in the case-law of the Constitutional Court of the Russian Federation. It can be found in the dissenting opinions of constitutional judges. In regard with the recent legislative ban on the publication of these opinions, the reasoning ad absurdum has rather theoretical significance for constitutional adjudication in Russia. Moreover, criticism of the reasonableness of legislation can now create additional obstacles for the difficult dialogue of the Russian Constitutional Court with the parliament and other “political” branches. An alternative to critically reviewing the unreasonableness of parliamentary decisions in constitutional adjudication are both the borrowing of economic methodology and certain principles of Legisprudence. The author puts forward the argument on utility of these principles on the judicial review of the ability of legislative means to achieve public goals. Suitability has an empirical nature and requires scientific validity of statutes. Selection of regulatory measures should be evidence-based and grounded on outcomes of research. Usually, constitutional judges do not have special knowledge of complex issues of socio-economic policy. More often than not, the absence of such an expertise means deference to the parliamentary and administrative fact-finding, which predetermined the normative decision. The intensity of the review of the suitability of legislation can be increased in those areas where constitutional judges have the necessary expertise or practical background. Constitutional tribunals recognize the broad discretion of representative bodies in forecasting the social, economic and other consequences. Otherwise, the intervention of judges in the goal-setting of regulatory policy is inevitable. Forecasting can be inaccurate and even erroneous due to the targeting of the regulatory decision for the future. A second-guess of the legislative forecast in constitutional adjudication is an exception to the general rule. It is possible due to newly discovered circumstances, changes taking place in society or progress in science. The implementation of regulatory impact assessment in law-making does not replace, but supplements the judicial review of the principle of proportionality. Consistency test in constitutional adjudication is closely related to the principle of legal certainty, which in turn excludes inconsistency and contradictions of legislative measures with public aims. The consistency approach obliges the members of parliament to be logical in the implementation of the legislative intent. Otherwise, citizens’ legitimate expectations in the governmental policy are undermined. The suitability test has an applied meaning in discrimination cases. If unequal treatment affects the fundamental rights of truly vulnerable social groups, constitutional judges could increase the intensity of judicial review of unreasonable laws.
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