拯救习惯国际法

Andrew T. Guzman
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引用次数: 29

摘要

国际法理论存在着各种各样的问题,但没有一个问题比习惯国际法中存在的问题更为突出。虽然民法是国际法的两个主要来源之一,但人们对它的理解和理论都很不足。受到这一弱点的吸引,批评者试图证明CIL是无关紧要的或不存在的。这篇文章为公民政治提供了坚实的理论基础,并通过表明公民政治对国家行为可以产生有意义的影响来回应批评。与当前许多国际法著述一致,包括法律和政治科学学术界最强烈的批评,这篇文章对国家行为做出了标准的理性选择假设。人们认为,各国都是自私自利的,只有在符合自身利益时才会遵守国际法。它显示了在这些假设下CIL如何存在并影响状态行为。由此产生的是一个健全而连贯的CIL理论。这一理论随后被用于检验民事民事责任原则。在现有的社会责任观点与理论一致的地方,该条为其提供了更有力、更令人满意的理论依据。例如,该理论为顽固反对者学说提供了一种新颖而更有说服力的解释。在现有观点与理论方法相冲突的地方,文章解释了如何以及为什么应该适应当前的观点。例如,该条认为,法律意见应该是我们理解民事诉讼法的核心,而国家实践,传统上被认为是建立民事诉讼法规则的第二要件,应该仅仅被视为法律意见的证据,而不是一个独立的要件。除了法理意见和实践要求外,本文还探讨了民事诉讼法中最突出的理论问题,包括条约与民事诉讼法形成之间的关系、持续和随后的反对者理论、新国家的作用、即时习惯、区域或特殊习惯以及强制法规范与民事诉讼法之间的关系。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Saving Customary International Law
The theory of international law has a variety of problems, but none are more glaring than those present in customary international law (CIL). Though CIL is one of the two main sources of international law, it is both poorly understood and under-theorized. Attracted by this weakness, critics have sought to demonstrate that CIL is irrelevant or non-existent. This Article lays a solid theoretical foundation for CIL and responds to critics by showing that CIL can be a meaningful influence on state behavior. Consistent with much of the current writing on international law, including the strongest criticisms in both legal and political science scholarship, the Article makes standard rational choice assumptions about state behavior. It is assumed that states are self-interested and that they will comply with international law only when it is in their interest to do so. It is shown how, under these assumptions CIL can exist and can influence state behavior. What emerges is a robust and coherent theory of CIL. The theory is then used to examine the doctrine of CIL. Where existing views of CIL are consistent with the theory, the Article provides them with a stronger and more satisfying theoretical justification. For example, the theory provides a novel and more persuasive explanation for the persistent objector doctrine. Where existing perspectives are in conflict with the theoretical approach, the Article explains how and why current views should be adapted. For example, the Article argues that opinio juris should be at the center of our understanding of CIL, and that state practice, traditionally considered the second requirement for the establishment of a rule of CIL, should be viewed only as evidence of opinio juris rather than an independent requirement. In addition to the opinio juris and practice requirements, the article examines the most salient doctrinal issues in CIL, including the relationship between treaties and CIL formation, the persistent and subsequent objector doctrines, the role of new states, instant custom, regional or special custom, and the relationship between jus cogens norms and CIL.
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