通过行动计划处理严重和持续的不遵守研究规定和违反诚信的行为:与机构官员的访谈。

IF 2.8 1区 哲学 Q1 MEDICAL ETHICS
Tristan McIntosh, Alison L Antes, Emily Schenk, Liz Rolf, James M DuBois
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引用次数: 0

摘要

严重且持续的科研违规和违反诚信的行为会损害科研质量和人们对科学的信任。当研究人员出现这些行为时,机构官员 (IO) 通常会制定纠正行动计划。理想的情况是,此类计划能从根本上解决问题,从而终止不合规或违反科研诚信的行为。本研究旨在确定 IOs 认为的原因和通常规定的行动计划活动。我们对全美研究机构的 47 名 IO 进行了半结构化深入访谈,其中包括:机构评审委员会和机构动物护理与使用委员会主席和主任、首席研究官、研究合规与诚信官以及机构利益冲突主席和主任。最常见的根本原因是1) 缺乏知识或培训;2) 未能对研究团队进行监督;3) 研究人员对合规的态度。最常见的行动计划活动包括1) 合规性或研究诚信方面的再培训,2) 跟踪研究人员并让其亲自参与,3) 强制性监督或指导。由于最常见的行动计划活动未能充分解决大多数根本原因,我们的研究结果表明,国际组织需要重新思考现有的行动计划制定方法,以便更有效地针对根本原因。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
Addressing serious and continuing research noncompliance and integrity violations through action plans: Interviews with institutional officials.

Serious and continuing research noncompliance and integrity violations undermine the quality of research and trust in science. When researchers engage in these behaviors, institutional officials (IOs) often develop corrective action plans. Ideally, such plans address the root causes so noncompliance or research integrity violations discontinue. The aim of this study was to identify what IOs perceive as causes and action plan activities typically prescribed. We conducted semi-structured in-depth interviews with 47 IOs at research institutions across the U.S. including: institutional review board and institutional animal care and use committee chairs and directors, chief research officers, research compliance and integrity officers, and institutional conflicts of interest chairs and directors. The most common root causes identified were: 1) lack of knowledge or training, 2) failure to provide research team supervision, and 3) researcher attitudes toward compliance. The most common action plan activities include: 1) retraining in compliance or research integrity, 2) follow-up and hands-on involvement with the researcher, and 3) mandated oversight or mentoring. Because the most commonly identified action plan activities fail to adequately address the majority of root causes, our findings suggest a need for IOs to rethink existing approaches to action plan development to more effectively target root causes.

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来源期刊
CiteScore
4.90
自引率
14.70%
发文量
49
审稿时长
>12 weeks
期刊介绍: Accountability in Research: Policies and Quality Assurance is devoted to the examination and critical analysis of systems for maximizing integrity in the conduct of research. It provides an interdisciplinary, international forum for the development of ethics, procedures, standards policies, and concepts to encourage the ethical conduct of research and to enhance the validity of research results. The journal welcomes views on advancing the integrity of research in the fields of general and multidisciplinary sciences, medicine, law, economics, statistics, management studies, public policy, politics, sociology, history, psychology, philosophy, ethics, and information science. All submitted manuscripts are subject to initial appraisal by the Editor, and if found suitable for further consideration, to peer review by independent, anonymous expert referees.
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