复杂调查抽样下的矩阵补全

Pub Date : 2022-09-19 DOI:10.1007/s10463-022-00851-5
Xiaojun Mao, Zhonglei Wang, Shu Yang
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引用次数: 1

摘要

在复杂的调查抽样中经常会遇到多元无响应,简单地忽略它会导致错误的推断。本文提出了一种新的复杂调查抽样的矩阵补全方法。与现有的进行逐行或逐列插入的工作不同,数据矩阵被视为一个整体,允许同时利用行和列模式。采用一种列-空间分解模型,该模型以易于获取的人口统计信息为协变量,将有限种群纳入低秩结构矩阵。此外,我们还提出了一种计算效率高的投影策略来识别复杂调查抽样下的模型参数。然后,利用增广逆概率加权估计器对感兴趣的参数进行估计,并推导出相应估计误差的渐近上界。仿真研究表明,该估计器的均方误差较小,相应的方差估计器性能良好。所提出的方法被用于评估美国人口的健康状况。
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Matrix completion under complex survey sampling

Multivariate nonresponse is often encountered in complex survey sampling, and simply ignoring it leads to erroneous inference. In this paper, we propose a new matrix completion method for complex survey sampling. Different from existing works either conducting row-wise or column-wise imputation, the data matrix is treated as a whole which allows for exploiting both row and column patterns simultaneously. A column-space-decomposition model is adopted incorporating a low-rank structured matrix for the finite population with easy-to-obtain demographic information as covariates. Besides, we propose a computationally efficient projection strategy to identify the model parameters under complex survey sampling. Then, an augmented inverse probability weighting estimator is used to estimate the parameter of interest, and the corresponding asymptotic upper bound of the estimation error is derived. Simulation studies show that the proposed estimator has a smaller mean squared error than other competitors, and the corresponding variance estimator performs well. The proposed method is applied to assess the health status of the U.S. population.

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