Mortality-Air Pollution Associations in Low-Exposure Environments (MAPLE): Phase 1.

M Brauer, J R Brook, T Christidis, Y Chu, D L Crouse, A Erickson, P Hystad, C Li, R V Martin, J Meng, A J Pappin, L L Pinault, M Tjepkema, A van Donkelaar, S Weichenthal, R T Burnett
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Novel satellite-derived estimates of outdoor PM<sub>2.5</sub> concentrations were applied to several large population-based cohorts, and the shape of the relationship with nonaccidental mortality was characterized, with emphasis on the low concentrations (<12 μg/m<sup>3</sup>) observed throughout Canada.</p><p><strong>Methods: </strong>Annual satellite-derived estimates of outdoor PM<sub>2.5</sub> concentrations were developed at 1-km<sup>2</sup> spatial resolution across Canada for 2000-2016 and backcasted to 1981 using remote sensing, chemical transport models, and ground monitoring data. Targeted ground-based measurements were conducted to measure the relationship between columnar aerosol optical depth (AOD) and ground-level PM<sub>2.5</sub>. Both existing and targeted ground-based measurements were analyzed to develop improved exposure data sets for subsequent epidemiological analyses.</p><p><p>Residential histories derived from annual tax records were used to estimate PM<sub>2.5</sub> exposures for subjects whose ages ranged from 25 to 90 years. About 8.5 million were from three Canadian Census Health and Environment Cohort (CanCHEC) analytic files and another 540,900 were Canadian Community Health Survey (CCHS) participants. Mortality was linked through the year 2016. Hazard ratios (HR) were estimated with Cox Proportional Hazard models using a 3-year moving average exposure with a 1-year lag, with the year of follow-up as the time axis. All models were stratified by 5-year age groups, sex, and immigrant status. Covariates were based on directed acyclical graphs (DAG), and included contextual variables (airshed, community size, neighborhood dependence, neighborhood deprivation, ethnic concentration, neighborhood instability, and urban form). A second model was examined including the DAG-based covariates as well as all subject-level risk factors (income, education, marital status, indigenous identity, employment status, occupational class, and visible minority status) available in each cohort. Additional subject-level behavioral covariates (fruit and vegetable consumption, leisure exercise frequency, alcohol consumption, smoking, and body mass index [BMI]) were included in the CCHS analysis.</p><p><p>Sensitivity analyses evaluated adjustment for covariates and gaseous copollutants (nitrogen dioxide [NO<sub>2</sub>] and ozone [O<sub>3</sub>]), as well as exposure time windows and spatial scales. Estimates were evaluated across strata of age, sex, and immigrant status. The shape of the PM<sub>2.5</sub>-mortality association was examined by first fitting restricted cubic splines (RCS) with a large number of knots and then fitting the shape-constrained health impact function (SCHIF) to the RCS predictions and their standard errors (SE). This method provides graphical results indicating the RCS predictions, as a nonparametric means of characterizing the concentration-response relationship in detail and the resulting mean SCHIF and accompanying uncertainty as a parametric summary.</p><p><p>Sensitivity analyses were conducted in the CCHS cohort to evaluate the potential influence of unmeasured covariates on air pollution risk estimates. Specifically, survival models with all available risk factors were fit and compared with models that omitted covariates not available in the CanCHEC cohorts. 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In each of the CanCHEC cohorts, the RCS increased rapidly over lower concentrations, slightly declining between the 25th and 75th percentiles and then increasing beyond the 75th percentile. The steepness of the increase in the RCS over lower concentrations diminished as the cohort start date increased. The SCHIFs displayed a supralinear association in each of the three CanCHEC cohorts and in the CCHS cohort.</p><p><p>In sensitivity analyses conducted with the 2001 CanCHEC, longer moving averages (1, 3, and 8 years) and smaller spatial scales (1 km<sup>2</sup> vs. 10 km<sup>2</sup>) of exposure assignment resulted in larger associations between PM<sub>2.5</sub> and mortality. In both the CCHS and CanCHEC analyses, the relationship between nonaccidental mortality and PM<sub>2.5</sub> was attenuated when O<sub>3</sub> or a weighted measure of oxidant gases was included in models. 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引用次数: 0

Abstract

Introduction: Fine particulate matter (particulate matter ≤2.5 μm in aerodynamic diameter, or PM2.5) is associated with mortality, but the lower range of relevant concentrations is unknown. Novel satellite-derived estimates of outdoor PM2.5 concentrations were applied to several large population-based cohorts, and the shape of the relationship with nonaccidental mortality was characterized, with emphasis on the low concentrations (<12 μg/m3) observed throughout Canada.

Methods: Annual satellite-derived estimates of outdoor PM2.5 concentrations were developed at 1-km2 spatial resolution across Canada for 2000-2016 and backcasted to 1981 using remote sensing, chemical transport models, and ground monitoring data. Targeted ground-based measurements were conducted to measure the relationship between columnar aerosol optical depth (AOD) and ground-level PM2.5. Both existing and targeted ground-based measurements were analyzed to develop improved exposure data sets for subsequent epidemiological analyses.

Residential histories derived from annual tax records were used to estimate PM2.5 exposures for subjects whose ages ranged from 25 to 90 years. About 8.5 million were from three Canadian Census Health and Environment Cohort (CanCHEC) analytic files and another 540,900 were Canadian Community Health Survey (CCHS) participants. Mortality was linked through the year 2016. Hazard ratios (HR) were estimated with Cox Proportional Hazard models using a 3-year moving average exposure with a 1-year lag, with the year of follow-up as the time axis. All models were stratified by 5-year age groups, sex, and immigrant status. Covariates were based on directed acyclical graphs (DAG), and included contextual variables (airshed, community size, neighborhood dependence, neighborhood deprivation, ethnic concentration, neighborhood instability, and urban form). A second model was examined including the DAG-based covariates as well as all subject-level risk factors (income, education, marital status, indigenous identity, employment status, occupational class, and visible minority status) available in each cohort. Additional subject-level behavioral covariates (fruit and vegetable consumption, leisure exercise frequency, alcohol consumption, smoking, and body mass index [BMI]) were included in the CCHS analysis.

Sensitivity analyses evaluated adjustment for covariates and gaseous copollutants (nitrogen dioxide [NO2] and ozone [O3]), as well as exposure time windows and spatial scales. Estimates were evaluated across strata of age, sex, and immigrant status. The shape of the PM2.5-mortality association was examined by first fitting restricted cubic splines (RCS) with a large number of knots and then fitting the shape-constrained health impact function (SCHIF) to the RCS predictions and their standard errors (SE). This method provides graphical results indicating the RCS predictions, as a nonparametric means of characterizing the concentration-response relationship in detail and the resulting mean SCHIF and accompanying uncertainty as a parametric summary.

Sensitivity analyses were conducted in the CCHS cohort to evaluate the potential influence of unmeasured covariates on air pollution risk estimates. Specifically, survival models with all available risk factors were fit and compared with models that omitted covariates not available in the CanCHEC cohorts. In addition, the PM2.5 risk estimate in the CanCHEC cohort was indirectly adjusted for multiple individual-level risk factors by estimating the association between PM2.5 and these covariates within the CCHS.

Results: Satellite-derived PM2.5 estimates were low and highly correlated with ground monitors. HR estimates (per 10-μg/m3 increase in PM2.5) were similar for the 1991 (1.041, 95% confidence interval [CI]: 1.016-1.066) and 1996 (1.041, 1.024-1.059) CanCHEC cohorts with a larger estimate observed for the 2001 cohort (1.084, 1.060-1.108). The pooled cohort HR estimate was 1.053 (1.041-1.065). In the CCHS an analogous model indicated a HR of 1.13 (95% CI: 1.06-1.21), which was reduced slightly with the addition of behavioral covariates (1.11, 1.04-1.18). In each of the CanCHEC cohorts, the RCS increased rapidly over lower concentrations, slightly declining between the 25th and 75th percentiles and then increasing beyond the 75th percentile. The steepness of the increase in the RCS over lower concentrations diminished as the cohort start date increased. The SCHIFs displayed a supralinear association in each of the three CanCHEC cohorts and in the CCHS cohort.

In sensitivity analyses conducted with the 2001 CanCHEC, longer moving averages (1, 3, and 8 years) and smaller spatial scales (1 km2 vs. 10 km2) of exposure assignment resulted in larger associations between PM2.5 and mortality. In both the CCHS and CanCHEC analyses, the relationship between nonaccidental mortality and PM2.5 was attenuated when O3 or a weighted measure of oxidant gases was included in models. In the CCHS analysis, but not in CanCHEC, PM2.5 HRs were also attenuated by the inclusion of NO2. Application of the indirect adjustment and comparisons within the CCHS analysis suggests that missing data on behavioral risk factors for mortality had little impact on the magnitude of PM2.5-mortality associations. While immigrants displayed improved overall survival compared with those born in Canada, their sensitivity to PM2.5 was similar to or larger than that for nonimmigrants, with differences between immigrants and nonimmigrants decreasing in the more recent cohorts.

Conclusions: In several large population-based cohorts exposed to low levels of air pollution, consistent associations were observed between PM2.5 and nonaccidental mortality for concentrations as low as 5 μg/m3. This relationship was supralinear with no apparent threshold or sublinear association.

低暴露环境中的死亡率与空气污染关联(MAPLE):第 1 阶段。
导言:细颗粒物(空气动力学直径≤2.5 μm的颗粒物,或称PM2.5)与死亡率有关,但相关浓度的较低范围尚不清楚。对室外PM2.5浓度的新的卫星估计值被应用于几个基于人口的大型队列,并描述了与非意外死亡之间的关系,重点是在加拿大各地观察到的低浓度(3):方法:利用遥感技术、化学传输模型和地面监测数据,以 1 平方公里的空间分辨率对 2000-2016 年加拿大的室外 PM2.5 浓度进行了年度卫星估算,并将其回推至 1981 年。为测量柱状气溶胶光学深度(AOD)与地面 PM2.5 之间的关系,进行了有针对性的地基测量。对现有的和有针对性的地面测量数据进行了分析,以便为后续的流行病学分析开发出更好的暴露数据集。从年度纳税记录中得出的居住历史记录被用来估算年龄在 25 到 90 岁之间的受试者的 PM2.5 暴露情况。约850万人来自三个加拿大人口普查健康与环境队列(CanCHEC)分析档案,另有54.09万人来自加拿大社区健康调查(CCHS)参与者。死亡率与 2016 年相关联。利用滞后 1 年的 3 年移动平均暴露,以随访年份为时间轴,通过 Cox 比例危险模型估算危险比 (HR)。所有模型均按 5 岁年龄组、性别和移民身份进行分层。协变量基于有向无环图(DAG),包括环境变量(空气流域、社区规模、邻里依赖、邻里贫困、种族集中、邻里不稳定和城市形态)。第二个模型包括基于 DAG 的协变量以及每个队列中的所有受试者风险因素(收入、教育程度、婚姻状况、原住民身份、就业状况、职业等级和可见少数民族身份)。敏感性分析评估了协变量和气体共污染物(二氧化氮[NO2]和臭氧[O3])以及暴露时间窗和空间尺度的调整情况。对不同年龄、性别和移民身份的估计值进行了评估。PM2.5 与死亡率关系的形状是通过以下方法进行检验的:首先用大量结点拟合受限立方样条曲线(RCS),然后用形状约束健康影响函数(SCHIF)拟合 RCS 预测值及其标准误差(SE)。这种方法提供了显示 RCS 预测结果的图形结果,作为详细描述浓度-反应关系的非参数方法,以及作为参数总结的由此产生的平均 SCHIF 和伴随的不确定性。在 CCHS 队列中进行了敏感性分析,以评估未测量协变量对空气污染风险估计值的潜在影响。具体而言,我们拟合了包含所有可用风险因素的生存模型,并与省略了 CanCHEC 队列中不可用的协变量的模型进行了比较。此外,通过估计PM2.5与CCHS中这些协变量之间的关系,间接调整了CanCHEC队列中的PM2.5风险估计值:卫星得出的PM2.5估计值较低,且与地面监测器高度相关。1991年(1.041,95%置信区间[CI]:1.016-1.066)和1996年(1.041,1.024-1.059)CanCHEC队列的HR估计值(PM2.5每增加10微克/立方米)相似,2001年队列的估计值较大(1.084,1.060-1.108)。汇总队列 HR 估计值为 1.053(1.041-1.065)。在 CCHS 中,一个类似的模型显示 HR 为 1.13(95% CI:1.06-1.21),加入行为协变量后 HR 略有降低(1.11,1.04-1.18)。在 CanCHEC 的每个队列中,RCS 在较低浓度时迅速上升,在第 25 个百分位数和第 75 个百分位数之间略有下降,然后在第 75 个百分位数之后上升。随着队列开始日期的增加,RCS 在较低浓度上的陡峭增加幅度减小。在对2001年CanCHEC进行的敏感性分析中,较长的移动平均值(1年、3年和8年)和较小的暴露分配空间尺度(1平方公里与10平方公里)导致了PM2.5与死亡率之间较大的关联。在CCHS和CanCHEC的分析中,当模型中包括O3或氧化剂气体的加权测量值时,非事故死亡率与PM2.5之间的关系就会减弱。 在CCHS分析中,PM2.5的HRs也因纳入二氧化氮而减弱,但在CanCHEC分析中却没有减弱。应用间接调整和在 CCHS 分析中进行比较表明,缺失的死亡行为风险因素数据对 PM2.5 与死亡率关联的影响不大。与在加拿大出生的人相比,移民的总体存活率有所提高,但他们对 PM2.5 的敏感性与非移民相似或更高,移民与非移民之间的差异在最近的队列中有所缩小:在几个暴露于低水平空气污染的大型人群队列中,观察到 PM2.5 与非意外死亡率之间存在一致的关系,浓度低至 5 μg/m3。这种关系是超线性的,没有明显的阈值或亚线性关系。
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