Just Listening: The Equal Hearing Principle and the Moral Life of Judges

Barry Sullivan
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引用次数: 2

Abstract

In Laird v. Tatum, 409 U.S. 824, 834 (1972), then-Justice Rehnquist famously declined to recuse himself in a case in which he had been intimately involved, and about which he had spoken publicly. In a spirited defense of his position, he wrote: “Proof that a Justice’s mind at the time he joined the Court was a complete tabula rasa in the area of constitutional adjudication would be evidence of lack of qualification, not lack of bias.” The point is an important one. Clearly, we do not think that judges should have minds that are totally unformed. On the other hand, open-mindedness or impartiality is universally recognized as a critical component of judicial decision-making. This essay seeks to explore a question at the heart of the judicial process: To what extent do we expect judges to have an open mind about difficult questions of law, or, at least, to be able to give a fair hearing to interpretations of law with which they might be predisposed to disagree? Or, more generally, what do we expect of judges in their decision-making?The essay proceeds to consider this question through a discussion of two novels: The Heather Blazing by Colm Toibin and The Children Act by Ian McEwan. The main character in The Heather Blazing is an Irish High Court judge who decides three significant cases in the course of the novel. The main character in The Children Act is an English High Court judge who also decides three difficult cases during the course of the novel. Through a close reading of the two novels, the essay explores what it is that we expect of judges, and, in particular, how we expect them to strike the balance that is inevitably required to be struck between open-mindedness and the (sometimes false) sense of certainty that comes from expertise. Among other things, the essay reflects on Justice Holmes’s observation that a key difference between his and Justice Brandeis’s approaches to their work was that Justice Brandeis wanted to know as much as he possibly could about a case, whereas Justice Holmes “wish[ed] to know as little [about a case] as [he could] safely go on.”
公正倾听:平等听证原则与法官的道德生活
在莱尔德诉塔图姆案(Laird v. Tatum, 409 U.S. 824,834(1972))中,当时的伦奎斯特大法官拒绝在一个他曾密切参与并公开谈论过的案件中回避。在为自己的立场进行的激烈辩护中,他写道:“如果一名法官在加入最高法院时的思想在宪法裁决领域完全是一张白纸,那就证明他缺乏资格,而不是没有偏见。”这一点很重要。显然,我们不认为法官应该有完全未成形的思想。另一方面,思想开放或不偏不倚被普遍认为是司法决策的关键组成部分。本文试图探讨司法程序的核心问题:我们期望法官在多大程度上对法律难题持开放态度,或者至少能够公平听取他们可能倾向于不同意的法律解释?或者,更一般地说,我们对法官的决策有什么期望?本文通过对两部小说的讨论来思考这个问题:科尔姆·托宾的《希瑟的燃烧》和伊恩·麦克尤恩的《儿童法案》。《燃烧的希瑟》的主人公是爱尔兰高等法院的一名法官,他在小说中审理了三起重大案件。《儿童法案》的主人公是一位英国高等法院的法官,在小说的发展过程中,他还判决了三起棘手的案件。通过对这两部小说的仔细阅读,这篇文章探讨了我们对法官的期望是什么,尤其是我们如何期望他们在开放的思想和(有时是错误的)来自专业知识的确定性之间取得平衡。除其他事项外,这篇文章反映了霍姆斯法官的观察,即他和布兰代斯法官的工作方法之间的一个关键区别是,布兰代斯法官想要尽可能多地了解一个案件,而霍姆斯法官“希望[对一个案件]知道得尽可能少,因为[他]可以安全地继续下去。”
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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