'Une Chose Publique'? The Author's Domain and the Public Domain in Early British, French and Us Copyright Law

J. Ginsburg
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In England, John Locke supplied the philosophical basis for a common law of authorial property rights before the passage of the first copyright statute, the Statute of Anne of 1710. The post-statutory caselaw belies the proposition that the statute provided the sole source of authors' enforceable legal rights. Had the Statute of Anne created property rights ex nihilo, then the following propositions should be true: 1. Subject matter not included within the statute was not protected 2. Protection for covered subject matter depended on compliance with statutory formalities 3. Rights not included within the statute were not protected 4. The duration of rights was limited to the statutory term In fact, only the last of these ultimately proved to be correct, and the decision that determined the issue, Donaldson v. Beckett, was hotly debated, even deplored, at the time by significant expositors of the common law. More importantly, resolution of the duration issue did not fully contain the author's domain. English judges continued both to grant extra-statutory protections, and to interpret hospitably claims that pushed the limits of statutory scope. In revolutionary France, the rhetoric of \"propriete publique\" held greater sway than in Britain. Advocates stressed both the public utility of works of authorship and the public's claims to unfettered use following a statutory period to which the author, as the work's creator, was justly entitled. But the author's claims were set against the backdrop of a broader public entitlement. Paradoxically, however, while the French sources articulated a concept of the public domain in many ways consistent with today's characterizations, the substantive law was in fact far more protective of authorial property rights than either British or American law at the time. Finally, early American copyright history reveals even greater ambiguities. 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引用次数: 21

Abstract

Much contemporary copyright rhetoric casts copyright as a derogation from a primordial public domain. Placing the public domain in the initial position buttresses attempts to contain a perceived over-expansion of copyright. I do not take issue with the normative role these endeavors assign to the public domain. The public domain is today and should remain copyright's constraining counterpart. But normative arguments that also claim the support of history may be fundamentally anachronistic. The ensuing examination of the respective domains of author and public at copyright's inception, in 18th-19th century Britain, France and America, reveals more ambiguity than today's critiques generally acknowledge. In England, John Locke supplied the philosophical basis for a common law of authorial property rights before the passage of the first copyright statute, the Statute of Anne of 1710. The post-statutory caselaw belies the proposition that the statute provided the sole source of authors' enforceable legal rights. Had the Statute of Anne created property rights ex nihilo, then the following propositions should be true: 1. Subject matter not included within the statute was not protected 2. Protection for covered subject matter depended on compliance with statutory formalities 3. Rights not included within the statute were not protected 4. The duration of rights was limited to the statutory term In fact, only the last of these ultimately proved to be correct, and the decision that determined the issue, Donaldson v. Beckett, was hotly debated, even deplored, at the time by significant expositors of the common law. More importantly, resolution of the duration issue did not fully contain the author's domain. English judges continued both to grant extra-statutory protections, and to interpret hospitably claims that pushed the limits of statutory scope. In revolutionary France, the rhetoric of "propriete publique" held greater sway than in Britain. Advocates stressed both the public utility of works of authorship and the public's claims to unfettered use following a statutory period to which the author, as the work's creator, was justly entitled. But the author's claims were set against the backdrop of a broader public entitlement. Paradoxically, however, while the French sources articulated a concept of the public domain in many ways consistent with today's characterizations, the substantive law was in fact far more protective of authorial property rights than either British or American law at the time. Finally, early American copyright history reveals even greater ambiguities. If the word "securing" in the constitutional copyright clause indicates that the Framers perceived that authors enjoyed preexisting common law property rights in their works, the heavy formalities imposed by subsequent statutes suggest a more positivistic view. In Wheaton v. Peters, the Supreme Court rejected common law copyright in published works, but for reasons extraneous to competing conceptions of the author's and the public's domains. Wheaton's reliance on "securing" to support State common law copyright protection for his published Reports echoed the unsuccessful arguments of the steamboat monopolists in Gibbons v. Ogden, who had asserted that "securing" implied residual authority in the States to protect writings and inventions, and that New York therefore had power to grant the inventor of the steamboat exclusive navigation rights on the Hudson River. Because "securing" bore the taint of the interstate trade barriers the Marshall court had struck down in Gibbons, Wheaton's later attempt to persuade that same court to resurrect residual State monopoly power was doomed to failure. Despite Wheaton's rejection of common law copyright in published works, the author's domain was not strictly limited to the narrow realm of the federal statutes. The public domain began with publication. An unpublished work remained the object of State common law rights, and over time the courts elaborated a parallel universe of common law rights in works which, albeit technically "unpublished" because they had not been distributed in copies to the general public, had nonetheless encountered significant, indeed sometimes massive public exposure. Thus, even in a system as positivist as US copyright, judges found occasion to recognize authors' extra-statutory literary property rights.
“我选择了Publique”?早期英国、法国和美国版权法中的作者领域和公共领域
许多当代版权修辞将版权视为对原始公共领域的贬损。将公共领域置于首要位置,有助于遏制人们认为的版权过度扩张。我对这些努力赋予公共领域的规范性角色没有异议。公共领域在今天是,并且应该继续是版权的限制性对应物。但是,同样声称有历史支持的规范性论点可能从根本上是不合时宜的。随后,在18 -19世纪的英国、法国和美国,对版权开始时作者和公众各自领域的考察,揭示了比今天的批评普遍承认的更多的模糊性。在英国,约翰·洛克(John Locke)在第一部版权法——1710年的《安妮法令》(statute of Anne)通过之前,为作者财产权的普通法提供了哲学基础。成文法后的判例法掩盖了成文法为作者提供可执行法律权利的唯一来源的主张。如果《安妮法令》无为地创造了财产权,那么下列命题应该是正确的:未包括在法令范围内的标的物不受保护。承保标的物的保护取决于是否遵守法定手续。未列入法令的权利不受保护。权利的持续时间被限制在法定期限内,事实上,只有最后一条最终被证明是正确的,而决定这个问题的判决,唐纳森诉贝克特案,在当时受到了普通法重要阐释者的激烈辩论,甚至是谴责。更重要的是,持续时间问题的解决并没有完全包含作者的领域。英国法官继续给予法律之外的保护,并友好地解释超越法律范围的诉讼请求。在大革命时期的法国,“适当公众”的修辞比英国更有影响力。倡导者强调作者身份作品的公共效用和公众在法定期限后不受限制地使用作品的权利,而作者作为作品的创造者,理应享有这一权利。但作者的主张是在更广泛的公众权利的背景下提出的。然而,矛盾的是,虽然法国文献在许多方面阐明了公共领域的概念,与今天的特征一致,但实体法实际上比当时的英美法律更能保护作者的财产权。最后,美国早期的版权历史揭示了更大的模糊性。如果宪法版权条款中的“保护”一词表明,制宪者认为作者在其作品中享有预先存在的普通法财产权,那么随后的法规所规定的繁文缛节则表明了一种更为实证的观点。在惠顿诉彼得斯案(Wheaton v. Peters)中,最高法院驳回了对已出版作品的普通法版权保护,但理由与作者和公众领域这一相互竞争的概念无关。惠顿依靠“确保”来支持州普通法对其出版的报告的版权保护,这与吉本斯诉奥格登案中汽船垄断者不成功的论点相呼应,后者声称,“确保”意味着各州保护著作和发明的剩余权力,因此纽约有权授予汽船发明者在哈德逊河上的独家航行权。由于“确保”一词带有马歇尔法院在吉本斯案中推翻的州际贸易壁垒的污点,惠顿后来试图说服该法院恢复剩余的国家垄断权力的努力注定要失败。尽管惠顿驳回了普通法对已出版作品的版权保护,但作者的权利范围并未严格限制在联邦法规的狭窄范围内。公共领域始于出版物。未出版的作品仍然是国家普通法权利的对象,随着时间的推移,法院在作品中制定了一个平行的普通法权利领域,这些作品虽然在技术上是"未出版"的,因为它们没有以副本分发给公众,但仍然遇到了重大的,有时甚至是大规模的公众曝光。因此,即使在像美国版权这样实证主义的制度中,法官也会找到机会承认作者的法外文学财产权。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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