Unfolding Judicial Ideology: A Data-Generating Priors Approach with an Application to the Brazilian Supreme Court

IF 0.4 Q3 LAW
Damares Medina, L. dalla Pellegrina, Nuno Garoupa
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引用次数: 2

Abstract

Abstract Spatial models, in the form of latent response theories (ideal point estimation), have been widely used to study the voting behavior of judges in collegial courts. In some specific institutional contexts, building coherent testable hypotheses with conventional methodology is challenging. We set up a non-parametric method to identify the number and nature of the latent ideological traits allegedly orienting judicial voting behavior in the absence of prior information regarding the nature of their preferences. We draw information from explorative cluster analysis conducted on votes cast by judges in the decisions of the court to construct priors in the context of Item Response Theory. We concentrate on the Brazilian Supreme Court in the period 2009–2018. We primarily find that votes express a split which groups judges into two distinct clusters. On one side, we find judges appointed further back in time and with longer tenure on the bench; on the other side, we observe judges more recently appointed and with shorter experience. Judges are likely to respond to the presidential appointer and to elements related to their origin, university education, and career background (aside from the guidance of their own experience). Our study provides an original empirical approach that is not limited to the Brazilian Supreme Court, but is suitable to investigate judicial voting behavior when the nature of potential ideological drivers is debatable, controversial, or unknown.
司法意识形态的展开:一种数据生成的先验方法及其在巴西最高法院的应用
摘要空间模型以潜在反应理论(理想点估计)的形式被广泛应用于合议庭法官投票行为的研究。在一些特定的制度背景下,用传统的方法建立连贯的可测试的假设是具有挑战性的。我们建立了一种非参数方法来识别在缺乏有关其偏好性质的先验信息的情况下,据称导向司法投票行为的潜在意识形态特征的数量和性质。在项目反应理论的背景下,我们利用对法院判决中法官投票的探索性聚类分析来构建先验。我们专注于2009-2018年期间的巴西最高法院。我们主要发现投票表现出一种分裂,将评委分成两个不同的群体。一方面,我们发现法官的任命时间更早,任期更长;另一方面,我们观察到最近任命和经验较短的法官。法官们很有可能会根据总统的任命人选和出身、大学教育、职业背景等因素做出反应(而不是根据自己的经验)。我们的研究提供了一种原始的经验方法,不仅限于巴西最高法院,而且适用于在潜在的意识形态驱动因素的性质有争议、有争议或未知的情况下调查司法投票行为。
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来源期刊
CiteScore
0.80
自引率
0.00%
发文量
11
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