Democratic governance and post-conflict transitions

W. Maley
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引用次数: 8

Abstract

"Post-conflict transition" is something of a misnomer. Conflicts rarely end neatly, and "transition" is a deceptively simple label for a complex set of interconnected processes of change in political, social and economic relations both within and beyond the borders of a given territorial unit. Such change is often neither smooth nor linear, but ragged, and with achievements in some areas being offset by reverses in others. Nonetheless, transition matters, not least because if brought to successful fruition it can make an enormous difference to generations of ordinary people. For this reason, it is important to identify the circumstances that militate in favor of success, and to respect the lessons of recent episodes in which the intellectual, material and human resources of the wider world have been deployed to assist transition in states which have experienced the scourge of conflict. Contrary to popular belief, international organizations and their key members have long been involved in addressing aspects of political transition.1 The notion of "self determination" which President Woodrow Wilson thrust into global political discourse2 demanded not only some approach to defining the "self," but also some institutional devices by which "determination" of the "self could be accomplished. These issues were not at all straightforward, but at a practical level they resulted in events such as the 1935 Saarland plebiscite, and a range of votes held under United Nations auspices during the wave of decolonization that followed the second World War. However, it is only in the last two decades that political devices of this sort have been depicted as instruments through which to give effect to a right to "democratic governance."3 With a distinct international organization-the International Institute for Democracy and Electoral Assistance, or "International IDEA"-now charged with facilitating such processes at the technical level, the UN finds itself faced with a curious dilemma: in political transitions, it is almost unthinkable to put forward a roadmap for political change that does not involve at least some form of popular election, no matter how unpropitious the circumstances may appear to be. Yet there are strong grounds for arguing that effective post-conflict transition involves far more, and that unless a range of other measures are taken, the holding of elections will be a waste of time, effort, and money. The objective of this essay is to identify some of these deeper requirements of transition that must be addressed if a right to democratic governance is to be vindicated. It is divided into six sections. The first identifies some of the challenges of governance which prolonged and debilitating conflict tends to produce. The succeeding four sections discuss in turn the circumstances surrounding the attempts to foster democratic processes in Namibia, Cambodia, Afghanistan, and Iraq. In conclusion, the final section explores some implications for multilateral action, of which the most important is that the circumstances required for democratic governance to take root are exacting, and that direct international intervention is rarely an effective instrument for bringing this about. Rather than easing the way for more applications of force,4 we would do better to reflect on how blunt is the instrument that intervention offers. I. DIMENSIONS OF DEMOCRATIZATION Defining "democracy" has been a central preoccupation of political theorists for many years. Issues relating to the nature of choice and participation, to the role of representation in "democratic" systems, and to the institutional architecture of a democratic order have all generated extensive literatures.5 Yet, from the point of view of officials concerned with practical matters, one of the simplest definitions is also one of the most useful, namely that democracy is a political system marked by institutional arrangements that permit citizens to change their government without violence. …
民主治理和冲突后过渡
“冲突后的过渡”有点用词不当。冲突很少整齐地结束,“过渡”是一个看似简单的标签,用来描述某一领土单位境内外政治、社会和经济关系中一系列相互关联的复杂变化过程。这种变化往往既不平稳,也不是线性的,而是参差不齐的,在某些领域取得的成就会被其他领域的倒退所抵消。然而,转型很重要,尤其是因为如果成功实现,它可以对几代普通人产生巨大的影响。因此,重要的是要查明不利于成功的情况,并尊重最近事件的教训,在这些事件中,更广泛的世界的智力、物质和人力资源被用来协助遭受冲突祸害的国家的过渡。与普遍的看法相反,国际组织及其主要成员长期以来一直参与处理政治过渡的各个方面伍德罗·威尔逊总统将“自决”的概念引入全球政治话语,这一概念不仅需要某种定义“自我”的方法,而且需要一些制度性的手段,使“自我”的“决定”得以实现。这些问题根本不是直截了当的,但在实际层面上,它们导致了诸如1935年的萨尔全民投票以及在第二次世界大战后非殖民化浪潮中在联合国主持下举行的一系列投票等事件。然而,直到最近二十年,这种政治手段才被描述为实现“民主治理”权利的工具。现在有一个独特的国际组织——国际民主与选举援助研究所,或称“国际理念”——负责在技术层面上促进这些进程,联合国发现自己面临着一个奇怪的困境:在政治过渡中,提出一个不涉及至少某种形式的普选的政治变革路线图几乎是不可想象的,无论环境看起来多么不利。然而,有充分的理由认为,有效的冲突后过渡涉及的内容远不止这些,除非采取一系列其他措施,否则举行选举将是浪费时间、精力和金钱。本文的目的是确定转型的一些更深层次的要求,如果要证明民主治理的权利是正确的,就必须解决这些要求。它分为六个部分。第一部分指出了长期的、使人衰弱的冲突往往会产生的治理方面的一些挑战。接下来的四节依次讨论了在纳米比亚、柬埔寨、阿富汗和伊拉克为促进民主进程所作的努力。最后,最后一节探讨了多边行动的一些影响,其中最重要的是,民主治理扎根所需的环境是严格的,而直接的国际干预很少是实现这一目标的有效工具。与其为更多使用武力铺平道路,我们不如反思一下干预手段有多生硬。定义“民主”多年来一直是政治理论家关注的中心问题。与选择和参与的性质、代表在“民主”制度中的作用以及民主秩序的体制结构有关的问题都产生了大量的文献然而,从关心实际事务的官员的角度来看,最简单的定义之一也是最有用的定义之一,即民主是一种政治制度,其特点是制度安排允许公民在不使用暴力的情况下更换政府。...
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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