Genetic Predictions of Future Dangerousness: Is There a Blueprint For Violence?

Q2 Social Sciences
Erica Beecher-Monas, E. Garcia-Rill
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Since at least the late nineteenth century, courts and prisons have reflected attempts to discriminate between the innately criminal and those who acted merely by force of circumstance, whose crimes would not pose a future danger to society. (1) To aid this distinction, predictions of future dangerousness became vital to the criminal justice system. This legacy has persisted despite the enactment of civil rights legislation that did away with the more overtly racist laws derived from eugenics. As a result, predictions of future dangerousness now dominate death penalty sentencing determinations and the commitment proceedings of sexually violent predators. (2) Surprisingly, although the stakes are high for their subjects, the predictions receive little judicial or legislative scrutiny. Courts and legislatures are well aware of the unscientific nature of these predictions; nonetheless, they continue to demand them. (3) Responding to this continued demand, researchers have attempted to improve the accuracy of their predictions of future dangerousness by developing actuarial instruments to assess the risk of repeated violence in offenders and psychiatric patients by examining a number of factors, scored on a scale with points varying according to the particular instrument. (4) Each instrument evaluates different risk factors, and scores each differently. No one method is particularly predictive; (5) but the general consensus is that such instruments are superior to clinical judgment alone. (6) Whether future dangerousness predictions can meet standards of scientific validity, and what, if anything, can be done to improve them, are highly debatable issues. (7) The question posed by behavioral genetics is whether molecular biology can improve this record. Genetic information, including behavioral genetics, has exploded under the influence of the Human Genome Project. (8) Virtually everyone agrees that genes influence behavior. (9) Scandinavian studies of adopted twins are widely touted as supporting the role of genes in crime. (10) That the cycle of violence is repeated across generations is common knowledge. (11) Recently, alleles of specific genes, like those transcribing for monoamine oxidase A (MAOA), have been identified and linked with propensities to violence. (12) Should adding genetic information to the mix not produce more accurate predictions of future dangerousness? This question must be answered with a qualified yes and no. First, there is unfortunate history in this regard, and while we might wish to put the bad old days behind us, the shocking absence of scientific scrutiny for eugenics assertions has managed to persist in the astonishing failure of courts and legislatures to examine the scientific validity of expert future dangerousness predictions. 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引用次数: 27

Abstract

I INTRODUCTION The brave new world of genomics, spurred on by the Human Genome Project, presents tantalizing possibilities for developments in criminal law as well as advances in medicine and understanding disease. DNA identification testing has become commonplace in the courts, transforming the criminal justice system, demonstrating innocence, and identifying perpetrators. Already it is clear that DNA testing will be used as a way of predicting which medical treatments will be effective. With predictive medicine becoming a reality, surely predicting human behavior cannot be far behind. The link between crime and genetics is hardly a new idea. Since at least the late nineteenth century, courts and prisons have reflected attempts to discriminate between the innately criminal and those who acted merely by force of circumstance, whose crimes would not pose a future danger to society. (1) To aid this distinction, predictions of future dangerousness became vital to the criminal justice system. This legacy has persisted despite the enactment of civil rights legislation that did away with the more overtly racist laws derived from eugenics. As a result, predictions of future dangerousness now dominate death penalty sentencing determinations and the commitment proceedings of sexually violent predators. (2) Surprisingly, although the stakes are high for their subjects, the predictions receive little judicial or legislative scrutiny. Courts and legislatures are well aware of the unscientific nature of these predictions; nonetheless, they continue to demand them. (3) Responding to this continued demand, researchers have attempted to improve the accuracy of their predictions of future dangerousness by developing actuarial instruments to assess the risk of repeated violence in offenders and psychiatric patients by examining a number of factors, scored on a scale with points varying according to the particular instrument. (4) Each instrument evaluates different risk factors, and scores each differently. No one method is particularly predictive; (5) but the general consensus is that such instruments are superior to clinical judgment alone. (6) Whether future dangerousness predictions can meet standards of scientific validity, and what, if anything, can be done to improve them, are highly debatable issues. (7) The question posed by behavioral genetics is whether molecular biology can improve this record. Genetic information, including behavioral genetics, has exploded under the influence of the Human Genome Project. (8) Virtually everyone agrees that genes influence behavior. (9) Scandinavian studies of adopted twins are widely touted as supporting the role of genes in crime. (10) That the cycle of violence is repeated across generations is common knowledge. (11) Recently, alleles of specific genes, like those transcribing for monoamine oxidase A (MAOA), have been identified and linked with propensities to violence. (12) Should adding genetic information to the mix not produce more accurate predictions of future dangerousness? This question must be answered with a qualified yes and no. First, there is unfortunate history in this regard, and while we might wish to put the bad old days behind us, the shocking absence of scientific scrutiny for eugenics assertions has managed to persist in the astonishing failure of courts and legislatures to examine the scientific validity of expert future dangerousness predictions. (13) Throwing away the key when someone has committed a grisly crime is an all-too-human response to the specter of tragedy and nasty headlines. But it is precisely to counter such responses that we have the rule of law. Inquiry into the relevance and reliability of proffered evidence is a foundational aspect of this process. Second, although information from the biology of violence, including genomics, could vastly improve the way predictions are made, such information must be tested, scrutinized, and properly limited so that the promise of science is not once again perverted into the cynicism of political expediency. …
对未来危险的基因预测:是否有暴力的蓝图?
在人类基因组计划的推动下,基因组学的美丽新世界为刑法的发展、医学的进步和对疾病的理解提供了诱人的可能性。DNA鉴定测试在法庭上已经司空见惯,改变了刑事司法系统,证明了清白,并确定了肇事者。目前已经很清楚的是,DNA测试将被用作预测哪种药物治疗有效的一种方法。随着预测医学成为现实,预测人类行为肯定不会太遥远。犯罪和基因之间的联系并不是一个新想法。至少从19世纪晚期开始,法院和监狱就一直在试图区分天生罪犯和那些仅仅是由于环境强迫而犯罪的人,这些人的罪行在未来不会对社会构成危险。为了辅助这种区分,对未来危险程度的预测对刑事司法系统变得至关重要。尽管民权立法废除了源于优生学的更明显的种族主义法律,但这种遗产仍然存在。因此,对未来危险性的预测现在主导了对性暴力掠夺者的死刑判决和羁押程序。令人惊讶的是,尽管这些预测对他们的研究对象来说利害攸关,但几乎没有受到司法或立法部门的审查。法院和立法机构很清楚这些预测的不科学性;尽管如此,他们仍在继续要求。(3)为了应对这种持续的需求,研究人员试图通过开发精算工具来提高他们对未来危险预测的准确性,这些精算工具通过检查一系列因素来评估罪犯和精神病患者重复暴力的风险,这些因素在一个根据特定工具不同的分数范围内得分。(4)每种工具评估不同的风险因素,并对每个因素进行不同的评分。没有一种方法特别具有预测性;但普遍的共识是,这些工具优于单独的临床判断。(6)对未来危险性的预测是否能达到科学有效性的标准,以及如何改进这些预测,这些都是极具争议的问题。(7)行为遗传学提出的问题是分子生物学能否改善这一记录。在人类基因组计划的影响下,包括行为遗传学在内的遗传信息爆炸式增长。几乎每个人都同意基因影响行为。斯堪的纳维亚对被收养的双胞胎的研究被广泛吹捧为支持基因在犯罪中的作用。暴力的循环在几代人之间重复是众所周知的。(11)最近,特定基因的等位基因,如单胺氧化酶A转录的等位基因,已被确定并与暴力倾向相联系。(12)难道在混合中加入遗传信息不能更准确地预测未来的危险吗?这个问题必须用“是”和“不是”来回答。首先,在这方面有一段不幸的历史,虽然我们可能希望把过去的糟糕日子放在身后,但令人震惊的是,对优生学主张缺乏科学审查,这使得法院和立法机构在审查专家对未来危险预测的科学有效性方面一直失败得惊人。(13)当有人犯下可怕的罪行时,把钥匙扔掉是对悲剧的幽灵和令人不快的头条新闻的一种太人性的反应。但正是为了对抗这种反应,我们才有了法治。调查所提供证据的相关性和可靠性是这一过程的一个基本方面。其次,尽管来自暴力生物学的信息,包括基因组学,可以极大地改善做出预测的方式,但这些信息必须经过测试、审查和适当的限制,这样科学的承诺才不会再次被曲解为政治权宜之计的玩世不恭。…
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来源期刊
Law and Contemporary Problems
Law and Contemporary Problems Social Sciences-Law
CiteScore
2.00
自引率
0.00%
发文量
1
期刊介绍: Law and Contemporary Problems was founded in 1933 and is the oldest journal published at Duke Law School. It is a quarterly, interdisciplinary, faculty-edited publication of Duke Law School. L&CP recognizes that many fields in the sciences, social sciences, and humanities can enhance the development and understanding of law. It is our purpose to seek out these areas of overlap and to publish balanced symposia that enlighten not just legal readers, but readers from these other disciplines as well. L&CP uses a symposium format, generally publishing one symposium per issue on a topic of contemporary concern. Authors and articles are selected to ensure that each issue collectively creates a unified presentation of the contemporary problem under consideration. L&CP hosts an annual conference at Duke Law School featuring the authors of one of the year’s four symposia.
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